Tag: Roman

Celtic Britons and the Anglo Saxon migration

The Britons, also known as Celtic Britons or Ancient Britons, were Celtic people who inhabited Great Britain from the British Iron Age into the Middle Ages, at which point their culture and language diverged. They spoke the Common Brittonic language, the ancestor to the modern Brittonic languages.

The earliest evidence for the Britons and their language in historical sources dates to the Iron Age. After the Roman conquest of Britain in the 1st century, a Romano-British culture emerged, and Latin and British Vulgar Latin coexisted with Brittonic. During and after the Roman era, the Britons lived throughout Britain. Their relationship with the Picts, who lived north of the Firth of Forth, has been the subject of much discussion, though most scholars now accept that the Pictish language was related to Common Brittonic, rather than a separate Celtic language.

With the beginning of Anglo-Saxon settlement and Gaelic Scots in the 5th century, the culture and language of the Britons fragmented and much of their territory was taken over by the Anglo-Saxons and Scots Gaels. The extent to which this cultural and linguistic change was accompanied by wholesale changes in the population is still a matter of discussion. During this period some Britons migrated to mainland Europe and established significant settlements in Brittany (now part of France) as well as Britonia in modern Galicia, Spain. By the 11th century, remaining Brittonic Celtic-speaking populations had split into distinct groups: the Welsh in Wales, the Cornish in Cornwall, the Bretons in Brittany, and the people of the Hen Ogledd (“Old North”) in southern Scotland and northern England. Common Brittonic developed into the distinct Brittonic languages: Welsh, Cumbric, Cornish and Breton.

Distribution of the peoples of the British Isles and Ireland in the 5th and 6th centuries.

The earliest known reference to the inhabitants of Britain seems to come from 4th century BC records of the voyage of Pytheas, a Greek geographer who made a voyage of exploration around the British Isles between 330 and 320 BC. Although none of his own writings remain, writers during the time of the Roman Empire made much reference to them. Pytheas called the islands collectively αἱ Βρεττανίαι (hai Brettaniai), which has been translated as the Brittanic Isles; he also used the term Pretannike. The peoples of these islands were called the Πρεττανοί (Prettanoi), Priteni, Pritani or Pretani. The group included Ireland, which was referred to as Ierne (Insula sacra “sacred island” as the Greeks interpreted it) “inhabited by the race of Hiberni” (gens hibernorum), and Britain as insula Albionum, “island of the Albions”. The term Pritani may have reached Pytheas from the Gauls, who possibly used it as their term for the inhabitants of the islands.

The Anglo-Saxon Chronicle, which was originally compiled by the orders of King Alfred the Great in approximately 890, and subsequently maintained and added to by generations of anonymous scribes until the middle of the 12th century, starts with this sentence: “The island Britain is 800 miles long, and 200 miles broad, and there are in the island five nations: English, Welsh (or British, including the Cornish), Scottish, Pictish, and Latin. The first inhabitants were the Britons, who came from Armenia, and first peopled Britain southward.” (“Armenia” is possibly a mistaken transcription of Armorica, an area in northwestern Gaul including modern Brittany.)

The Latin name in the early Roman Empire period was Britanni or Brittanni, following the Roman conquest in AD 43.

The Welsh word Brython was introduced into English usage by John Rhys in 1884 as a term unambiguously referring to the P-Celtic speakers of Great Britain, to complement Goidel; hence the adjective Brythonic referring to the group of languages. “Brittonic languages” is a more recent coinage (first attested 1923 according to the Oxford English Dictionary) intended to refer to the ancient Britons specifically.

In English, the term “Briton” originally denoted the ancient Britons and their descendants, most particularly the Welsh, who were seen as heirs to the ancient British people. After the Acts of Union 1707, the terms British and Briton came to be applied to all inhabitants of the Kingdom of Great Britain and its empire.

The Britons spoke an Insular Celtic language known as Common Brittonic. Brittonic was spoken throughout the island of Britain (in modern terms, England, Wales and Scotland), as well as offshore islands such as the Isle of Man, Scilly Isles, Orkneys, Hebrides and Shetlands. According to early mediaeval historical tradition, such as The Dream of Macsen Wledig, the post-Roman Celtic-speakers of Armorica were colonists from Britain, resulting in the Breton language, a language related to Welsh and identical to Cornish in the early period and still used today. Thus the area today is called Brittany (Br. Breizh, Fr. Bretagne, derived from Britannia).

Map demonstration the extent of the Celtic language in the north of Britain.

Common Brittonic developed from the Insular branch of the Proto-Celtic language that developed in the British Isles after arriving from the continent in the 7th century BC. The language eventually began to diverge; some linguists have grouped subsequent developments as Western and Southwestern Brittonic languages.

Western Brittonic developed into Welsh in Wales and the Cumbric language in the Hen Ogledd or “Old North” of Britain, while the Southwestern dialect became Cornish in Cornwall and South West England and Breton in Armorica. Pictish is now generally accepted to descend from Common Brittonic, rather than being a separate Celtic language. Welsh and Breton survive today; Cumbric became extinct in the 12th century. Cornish had become extinct by the 19th century but has been the subject of language revitalization since the 20th century.

Throughout their existence, the territory inhabited by the Britons was composed of numerous ever-changing areas controlled by Brittonic tribes. The extent of their territory before and during the Roman period is unclear, but is generally believed to include the whole of the island of Great Britain, at least as far north as the Clyde-Forth isthmus, and if the Picts are included as Brittonic speaking people as they more usually are, the entirety of Great Britain.

The territory north of the Firth of Forth was largely inhabited by the Picts; little direct evidence has been left of the Pictish language, but place names and Pictish personal names recorded in the later Irish annals suggest it was indeed related to the Common Brittonic language rather than to the Goidelic (Gaelic) languages of the Irish, Scots and Manx; indeed their Goidelic Irish name, Cruithne, is cognate with Brythonic Priteni. Part of the Pictish territory was eventually absorbed into the Gaelic kingdoms of Dál Riata and Alba, which became Scotland.

The Isle of Man, Shetland, Hebrides and the Orkney islands were originally inhabited by Britons also, but eventually became respectively Manx and Scots Gaelic speaking territories, while the Scilly isles and Anglesey (Ynys Mon) remained Brittonic and the originally Brittonic Isle of Wight was taken by Anglo-Saxons.

In 43 AD, the Roman Empire invaded Britain. The British tribes opposed the Roman legions for many decades, but by 84 AD the Romans had decisively conquered southern Britain and had pushed into Brittonic areas of what would later become northern England and southern Scotland. In 122, they fortified the northern border with Hadrian’s Wall, which spanned what is now Northern England. In 142 AD, Roman forces pushed north again and began construction of the Antonine Wall, which ran between the Forth-Clyde isthmus, but they retreated back to Hadrian’s Wall after only twenty years.

Although the native Britons south of Hadrian’s Wall mostly kept their land, they were subject to the Roman governors, whilst the Brittonic-Pictish Britons north of the wall remained fully independent. The Roman Empire retained control of “Britannia” until its departure about AD 410, although some parts of Britain had already effectively shrugged off Roman rule decades earlier.

Shortly after the time of the Roman departure, the Germanic-speaking Anglo-Saxons began a migration to the eastern coast of Britain, where they established their own kingdoms, and the Gaelic speaking Scots migrating from Dál nAraidi (modern Northern Ireland), did the same on the west coast of Scotland and the Isle of Man.

Dál Riata

At the same time, some Britons established themselves in what is now called Brittany. There they set up their own small kingdoms and the Breton language developed there from Brittonic Insular Celtic rather than Gaulish or Frankish. A further colony, Britonia, was also set up at this time in Gallaecia in northwestern Spain.

Britons migrated westwards during the Anglo-Saxon settlement of Britain.

Many of the old Brittonic kingdoms began to disappear in the centuries after the Anglo-Saxon and Scottish Gaelic invasions; The regions of modern East Anglia, East Midlands, North East England, Argyll and South East England were the first to fall to the Germanic and Gaelic Scots invasions; The kingdom of Ceint (modern Kent) fell in 456 AD, Linnuis (which stood astride modern Lincolnshire and Nottinghamshire) was subsumed as early as 500 AD and became the English Kingdom of Lindsey, Rhegin (essentially modern Sussex and eastern Hampshire) was likely fully conquered by 510 AD, Ynys Weith (Isle of Wight) fell in 530 AD, Caer Colun (essentially modern Essex) by 540 AD.

The Gaels arrived on the north west coast of Britain from Ireland, dispossessed the native Britons and founded Dal Riata which encompassed modern Argyll, Skye and Iona between 500 and 560 AD. Deifr (Deira) which encompassed modern day Teeside, Wearside, Tyneside and Humberside fell to the Anglo-Saxons in 559 AD and Deira became an Anglo-Saxon kingdom after this point. Caer Went had officially disappeared by 575 AD becoming the Anglo-Saxon kingdom of East Anglia, Gwent and its capital Caer Gloui (Gloucester) was divided in 577 AD, handing Gloucestershire and Wiltshire to the invaders, while the westernmost part continued to exist in modern Wales, Caer Lundein encompassing London, St. Albans and parts of the Home Counties fell from Brittonic hands by 600 AD, Bryneich which existed in modern Northumbria and County Durham with its capital of Din Guardi (modern Bamburgh) and which included Ynys Metcaut (Lindisfarne) had fallen by 605 AD becoming Anglo-Saxon Bernicia.

Caer Celemion (in modern Hampshire and Berkshire) had fallen by 610 AD. Elmet, which covered much of modern Yorkshire, Lancashire and Cheshire and likely had its capital at modern Leeds, was conquered by the Anglo-Saxons in 627 AD.

Pengwern, which covered Staffordshire, Shropshire, Herefordshire and Worcestershire, was largely destroyed in 656 AD with only its westernmost parts in modern Wales enduring. AD, and it is likely that Cynwidion which had stretched from modern Bedfordshire to Northamptonshire, fell in the same general period as Pengwern, though a sub-kingdom of Calchwynedd may have clung on in the Chilterns for a time. Novant which occupied Galloway and Carrick was soon subsumed by fellow Brittonic-Pictish polities by 700 AD. Aeron which encompassed modern Ayrshire was conquered into the Anglo-Saxon kingdom of Northumbria by 700 AD.

Some Brittonic kingdoms, such as Rheged, which at its height encompassed much what is today Strathclyde, Cumbria, Northumberland, the Scottish borders, Lancashire and modern Greater Manchester and had a capital at Cair Ligualid (Carlisle), were able to successfully resist these incursions for some time, before the eastern part peacefully joined with the Anglo-Saxon kingdom of BerniciaNorthumberland by 730 AD, and the west was taken over by the fellow Britons of Ystrad Clud.

Similarly, the kingdom of Gododdin, which appears to have had its capital at Din Eidyn (modern Edinburgh and encompassed parts of modern Northumbria, County Durham, Lothian and Clackmannanshire endured until approximately 775 AD before being divided by fellow Brittonic Picts, Gaelic Scots and Anglo-Saxons.

The Kingdom of Cait, covering modern Caithness, Sutherland, Orkneys and Shetlands was conquered in 871 AD, similarly, the Kingdom of Ce which encompassed modern Marr, Banff, Buchan, Fife and much of Aberdeenshire disappeared in 900 at the hands of the Gaelic Scots AD. Fortriu the largest Pictish kingdom which covered Strathearn, Morayshire and Easter Ross had fallen by approximately 950 AD to the Gaelic Kingdom of Alba (Scotland). Other Pictish kingdoms such as Circinn ( in modern Angus and The Mearns), Fib (modern Fife), Fidach (Inverness and Perthshire), Ath-Fotla (Atholl) had also fallen by the beginning of the 11th century AD.

The Brythonic languages in these areas was replaced by the Old English of the Anglo-Saxons and Scots Gaelic, although this was likely a gradual process in many areas.

The main Anglo-Saxon Kingdoms in the 7th century.

The kingdom of Ystrad Clud (Strathclyde) was for some time a large and powerful Brittonic kingdom which endured until the end of the 11th century, successfully resisting Anglo-Saxon, Gaelic Scots and later also Viking attacks. At its peak it encompassed modern Strathclyde, Dumbartonshire, Cumbria, Stirlingshire, Lanarkshire, Ayrshire, Dumfries and Galloway, Argyll and Bute and parts of North Yorkshire, western Pennines, and as far as modern Leeds in West Yorkshire.

The Britons also retained control of Wales, Cornwall and south Devon (Dumnonia), as well as northwest England and parts of Scotland, where kingdoms of the Hen Ogledd endured. Dumnonia was effectively partitioned during the 9th century AD, the north becoming Anglo-Saxon Devonshire while he south remained in the hands of the Britons as Kernow (essentially modern Cornwall).

Wales was divided among varying Brittonic kingdoms, the foremost being Gwynedd, Powys (including Clwyd and Ynys Mon (Anglesey), Deheubarth (originally Ceredigion, Seisyllwg and Dyfed), Gwent and Morgannwg (Glamorgan. Some of these Welsh kingdoms initially included territories further east, for example Powys included parts of modern Merseyside, Cheshire and The Wirral and Gwent held parts of modern Herefordshire, Worcestershire, Somerset and Gloucestershire, but had largely been confined to the borders of modern Wales by the beginning of the 12th century.

However, by the beginning of the 12th century, the Anglo-Saxons and Gaels had become the dominant cultural force in most of the formerly Brittonic ruled territory in Britain, and the language and culture of the native Britons was thereafter gradually replaced in those regions, remaining only in Wales, Cornwall, parts of Cumbria, Strathclyde, eastern Galloway and Brittany.

The Brittonic-Pictish polities in Scotland and northern England gradually fell to the English and Scots; with the Kingdom of Strathclyde (Strath-Clota) being the last of the Brittonic kingdoms of the north to fall in the 1090s, when it was effectively divided between England and Scotland.

Cornwall (Kernow, Dumnonia) had certainly been largely absorbed by England by the 1050s, although it retained a distinct Brittonic culture and language. Britonia in Spanish Galicia seems to have disappeared by 900 AD.

Wales and Brittany remained independent for some time however, with Brittany finally being absorbed into France during the 1490s, and Wales united with England by the Laws in Wales Acts 1535–1542 in the mid 16th century during the rule of the Tudors (Twdyr), who were themselves of Welsh heritage on the male side.

Wales, Cornwall and Brittany continued to retain a distinct Brittonic culture, identity and language, which they have maintained to the present day. The Welsh language and Breton language remain widely spoken, and the Cornish language, once close to extinction, has experienced a revival since the 20th century. The vast majority of place names and names of geographical features in Wales, Cornwall and Brittany are Brittonic, and Brittonic family and personal names remain common.

During the 19th century, a large number of Welsh farmers migrated to Patagonia in Argentina, forming a community called Y Wladfa, which today consists of over 1,500 Welsh speakers.

In addition, a Brittonic legacy remains in England, Scotland and Galicia in Spain, in the form of often large numbers of Brittonic place and geographical names. Some examples of geographical Brittonic names survive in the names of rivers, such as the Thames, Clyde, Severn, Tyne, Wye, Exe, Dee, Tamar, Tweed, Avon, Trent, Tambre, Navia and River Forth. A number of place names in England and Scotland are of Brittonic rather than Anglo-Saxon or Gaelic origin, such as; London, Manchester, Glasgow, Edinburgh, Carlisle, Caithness, Aberdeen, Dundee, Barrow, Exeter, Lincoln, Dumbarton, Brent, Penge, Colchester, Durham, Dover, Leatherhead and York.

References

 

The Picts

Romano Saxon Cavalry vs Picts 5th C. AD

The Picts were a tribal confederation of peoples who lived in what is today eastern and northern Scotland during the Late Iron Age and Early Medieval periods.

They are thought to have been ethnolinguistically Celtic. Where they lived and what their culture was like can be inferred from the geographical distribution of brochs, Brittonic place name elements, and Pictish stones. Picts are attested to in written records from before the Roman conquest of Britain to the 10th century, when they are thought to have merged with the Gaels. They lived to the north of the rivers Forth and Clyde, and spoke the now-extinct Pictish language, which is thought to have been closely related to the Celtic Brittonic language spoken by the Britons who lived to the south of them.

Picts are assumed to have been the descendants of the Caledonii and other tribes that were mentioned by Roman historians or on the world map of Ptolemy. Pictland, also called Pictavia by some sources, gradually merged with the Gaelic kingdom of Dál Riata to form the Kingdom of Alba (Scotland). Alba then expanded, absorbing the Brittonic kingdom of Strathclyde and Northumbrian Lothian, and by the 11th century the Pictish identity had been subsumed into the “Scots” amalgamation of peoples.

Dál Riata

Pictish society was typical of many Iron Age societies in northern Europe, having “wide connections and parallels” with neighbouring groups. Archaeology gives some impression of the society of the Picts. While very little in the way of Pictish writing has survived, Pictish history since the late 6th century is known from a variety of sources, including Bede‘s Historia ecclesiastica gentis Anglorum, saints’ lives such as that of Columba by Adomnán, and various Irish annals.

Map of Britain from withdrawal of the Roman Empire in 410 until the ascension of Anglo-Saxon rule in 450AD.

What the Picts called themselves is unknown. The Latin word Picti first occurs in a panegyric written by Eumenius in AD 297 and is taken to mean “painted or tattooed people” (from Latin pingere “to paint”; pictus, “painted”, cf. Greek “πυκτίς” pyktis, “picture”). As Sally M. Foster noted, “Much ink has been spilt over what the ancient writers meant by Picts, but it seems to be a generic term for people living north of the Forth–Clyde isthmus who raided the Roman Empire.”

Illustration of a warrior, blue tattoos on his chest, and holding a small shield.

Their Old English name gave the modern Scots form Pechts and the Welsh word Ffichti. In writings from Ireland, the name Cruthin, Cruthini, Cruthni, Cruithni or Cruithini (Modern Irish: Cruithne) was used to refer both to the Picts and to another group of people who lived alongside the Ulaid in eastern Ulster. It is generally accepted that this is derived from *Qritani, which is the Goidelic/Q-Celtic version of the Britonnic/P-Celtic *Pritani. From this came Britanni, the Roman name for those now called the Britons. It has been suggested that Cruthin referred to all Britons not conquered by the Romans—those who lived outside Roman Britannia, north of Hadrian’s Wall.

Hadrian’s Wall

A Pictish confederation was formed in Late Antiquity from a number of tribes—how and why is not known. Some scholars have speculated that it was partly in response to the growth of the Roman Empire.

Pictland had previously been described by Roman writers and geographers as the home of the Caledonii. These Romans also used other names to refer to tribes living in that area, including Verturiones, Taexali and Venicones. But they may have heard these other names only second- or third-hand, from speakers of Brittonic or Gaulish languages, who may have used different names for the same group or groups.

Pictish recorded history begins in the Dark Ages. At that time, the Gaels of Dál Riata controlled what is now Argyll, as part of a kingdom straddling the sea between Britain and Ireland. The Angles of Bernicia, which merged with Deira to form Northumbria, overwhelmed the adjacent British kingdoms, and for much of the 7th century Northumbria was the most powerful kingdom in Britain.

The Picts were probably tributary to Northumbria until the reign of Bridei mac Beli, when, in 685, the Anglians suffered a defeat at the Battle of Dun Nechtain that halted their northward expansion. The Northumbrians continued to dominate southern Scotland for the remainder of the Pictish period.

Dál Riata was subject to the Pictish king Óengus mac Fergusa during his reign (729–761), and though it had its own kings beginning in the 760s, does not appear to have recovered its political independence from the Picts. A later Pictish king, Caustantín mac Fergusa (793–820), placed his son Domnall on the throne of Dál Riata (811–835). Pictish attempts to achieve a similar dominance over the Britons of Alt Clut (Dumbarton) were not successful.

The figure of the Old Testament King David shown killing a lion on the St Andrews Sarcophagus is thought to represent King Óengus. The figure is dressed as a Roman emperor of Late Antiquity and wears a fibula like that of the Emperor Justinian on the mosaic at San Vitale, Ravenna.

The Viking Age brought great changes in Britain and Ireland, no less in Scotland than elsewhere, conquering and settling the islands and various mainland areas, including Caithness, Sutherland and Galloway. In the middle of the 9th century Ketil Flatnose is said to have founded the Kingdom of the Isles, governing many of these territories, and by the end of that century the Vikings had destroyed the Kingdom of Northumbria, greatly weakened the Kingdom of Strathclyde, and founded the Kingdom of York.

In a major battle in 839, the Vikings killed the King of Fortriu, Eógan mac Óengusa, the King of Dál Riata Áed mac Boanta, and many others. In the aftermath, in the 840s, Cínaed mac Ailpín (Kenneth MacAlpin) became king of the Picts.

During the reign of Cínaed’s grandson, Caustantín mac Áeda (900–943), outsiders began to refer to the region as the Kingdom of Alba rather than the Kingdom of the Picts, but it is not known whether this was because a new kingdom was established or Alba was simply a closer approximation of the Pictish name for the Picts.

Constantín mac Áeda; Modern Gaelic: Còiseam mac Aoidh, known in most modern regnal lists as Constantine II; died 952.

However, though the Pictish language did not disappear suddenly, a process of Gaelicisation (which may have begun generations earlier) was clearly underway during the reigns of Caustantín and his successors. By a certain point, probably during the 11th century, all the inhabitants of northern Alba had become fully Gaelicised Scots, and Pictish identity was forgotten. Later, the idea of Picts as a tribe was revived in myth and legend.

Pictish Kings and Kingdoms

Approximate location of Pictish kingdoms, based on the information given here.

The early history of Pictland is unclear. In later periods multiple kings existed, ruling over separate kingdoms, with one king, sometimes two, more or less dominating their lesser neighbours. De Situ Albanie, a late document, the Pictish Chronicle, the Duan Albanach, along with Irish legends, have been used to argue the existence of seven Pictish kingdoms. These are as follows; those in bold are known to have had kings, or are otherwise attested in the Pictish period:

More small kingdoms may have existed. Some evidence suggests that a Pictish kingdom also existed in Orkney. De Situ Albanie is not the most reliable of sources, and the number of kingdoms, one for each of the seven sons of Cruithne, the eponymous founder of the Picts, may well be grounds enough for disbelief. Regardless of the exact number of kingdoms and their names, the Pictish nation was not a united one.

For most of Pictish recorded history the kingdom of Fortriu appears dominant, so much so that king of Fortriu and king of the Picts may mean one and the same thing in the annals. This was previously thought to lie in the area around Perth and southern Strathearn; however, recent work has convinced those working in the field that Moray (a name referring to a very much larger area in the High Middle Ages than the county of Moray) was the core of Fortriu.

Map showing the approximate areas of the kingdom of Fortriu and neighbours c. 800, and the kingdom of Alba c. 900.

The Picts are often said to have practised matrilineal kingship succession on the basis of Irish legends and a statement in Bede‘s history. The kings of the Picts when Bede was writing were Bridei and Nechtan, sons of Der Ilei, who indeed claimed the throne through their mother Der Ilei, daughter of an earlier Pictish king.

In Ireland, kings were expected to come from among those who had a great-grandfather who had been king. Kingly fathers were not frequently succeeded by their sons, not because the Picts practised matrilineal succession, but because they were usually followed by their own brothers or cousins, more likely to be experienced men with the authority and the support necessary to be king. This was similar to tanistry.

The nature of kingship changed considerably during the centuries of Pictish history. While earlier kings had to be successful war leaders to maintain their authority, kingship became rather less personalised and more institutionalised during this time. Bureaucratic kingship was still far in the future when Pictland became Alba, but the support of the church, and the apparent ability of a small number of families to control the kingship for much of the period from the later 7th century onwards, provided a considerable degree of continuity.

In much the same period, the Picts’ neighbours in Dál Riata and Northumbria faced considerable difficulties, as the stability of succession and rule that previously benefited them ended.

The later Mormaers are thought to have originated in Pictish times, and to have been copied from, or inspired by, Northumbrian usages. It is unclear whether the Mormaers were originally former kings, royal officials, or local nobles, or some combination of these. Likewise, the Pictish shires and thanages, traces of which are found in later times, are thought to have been adopted from their southern neighbours.

The Aberlemno Serpent Stone, Class I Pictish stone with Pictish symbols, showing (top to bottom) the serpent, the double disc and Z-rod and the mirror and comb.

The archaeological record provides evidence of the material culture of the Picts. It tells of a society not readily distinguishable from its British, Gaelic, or Anglo-Saxon neighbours. Although analogy and knowledge of other so-called ‘Celtic’ societies (a term they never used for themselves) may be a useful guide, these extended across a very large area. Relying on knowledge of pre-Roman Gaul, or 13th century Ireland, as a guide to the Picts of the 6th century may be misleading if analogy is pursued too far.

As with most peoples in the north of Europe in Late Antiquity, the Picts were farmers living in small communities. Cattle and horses were an obvious sign of wealth and prestige, sheep and pigs were kept in large numbers, and place names suggest that transhumance was common.

Animals were small by later standards, although horses from Britain were imported into Ireland as breed-stock to enlarge native horses. From Irish sources it appears that the élite engaged in competitive cattle-breeding for size, and this may have been the case in Pictland also.

Pictish Burghead Bull (British Museum).

Carvings show hunting with dogs, and also, unlike in Ireland, with falcons. Cereal crops included wheat, barley, oats and rye. Vegetables included kale, cabbage, onions and leeks, peas and beans and turnips, and some types no longer common, such as skirret. Plants such as wild garlic, nettles and watercress may have been gathered in the wild.

The pastoral economy meant that hides and leather were readily available. Wool was the main source of fibres for clothing, and flax was also common, although it is not clear if they grew it for fibres, for oil, or as a foodstuff. Fish, shellfish, seals, and whales were exploited along coasts and rivers. The importance of domesticated animals suggests that meat and milk products were a major part of the diet of ordinary people, while the élite would have eaten a diet rich in meat from farming and hunting.

No Pictish counterparts to the areas of denser settlement around important fortresses in Gaul and southern Britain, or any other significant urban settlements, are known. Larger, but not large, settlements existed around royal forts, such as at Burghead Fort, or associated with religious foundations. No towns are known in Scotland until the 12th century.

The technology of everyday life is not well recorded, but archaeological evidence shows it to have been similar to that in Ireland and Anglo-Saxon England. Recently evidence has been found of watermills in Pictland. Kilns were used for drying kernels of wheat or barley, not otherwise easy in the changeable, temperate climate.

The early Picts are associated with piracy and raiding along the coasts of Roman Britain. Even in the Late Middle Ages, the line between traders and pirates was unclear, so that Pictish pirates were probably merchants on other occasions.

It is generally assumed that trade collapsed with the Roman Empire, but this is to overstate the case. There is only limited evidence of long-distance trade with Pictland, but tableware and storage vessels from Gaul, probably transported up the Irish Sea, have been found. This trade may have been controlled from Dunadd in Dál Riata, where such goods appear to have been common. While long-distance travel was unusual in Pictish times, it was far from unknown as stories of missionaries, travelling clerics and exiles show.

Brochs are popularly associated with the Picts. Although these were built earlier in the Iron Age, with construction ending around 100 AD, they remained in use into and beyond the Pictish period. Crannóg, which may originate in Neolithic Scotland, may have been rebuilt, and some were still in use in the time of the Picts. The most common sort of buildings would have been roundhouses and rectangular timbered halls. While many churches were built in wood, from the early 8th century, if not earlier, some were built in stone.

Reconstructed crannóg on Loch Tay.

The Picts are often said to have tattooed themselves, but evidence for this is limited. Naturalistic depictions of Pictish nobles, hunters and warriors, male and female, without obvious tattoos, are found on monumental stones. These stones include inscriptions in Latin and ogham script, not all of which have been deciphered. The well known Pictish symbols found on standing stones and other artifacts, have defied attempts at translation over the centuries. Pictish art can be classed as ‘Celtic’ (a term not coined till the 1850s), and later as Insular. Irish poets portrayed their Pictish counterparts as very much like themselves.

The harpist on the Dupplin Cross, Scotland, c. 800 AD.

Early Pictish religion is presumed to have resembled Celtic polytheism in general, although only place names remain from the pre-Christian era. When the Pictish elite converted to Christianity is uncertain, but traditions place Saint Palladius in Pictland after he left Ireland, and link Abernethy with Saint Brigid of Kildare. Saint Patrick refers to “apostate Picts”, while the poem Y Gododdin does not remark on the Picts as pagans.

Bede wrote that Saint Ninian (confused by some with Saint Finnian of Moville, who died c. 589), had converted the southern Picts. Recent archaeological work at Portmahomack places the foundation of the monastery there, an area once assumed to be among the last converted, in the late 6th century. This is contemporary with Bridei mac Maelchon and Columba, but the process of establishing Christianity throughout Pictland will have extended over a much longer period.

An early 20th century depiction of Saint Columba’s miracle at the gate of King Bridei’s fortress, described in Adomnán’s late 7th century Vita Columbae.

Pictland was not solely influenced by Iona and Ireland. It also had ties to churches in Northumbria, as seen in the reign of Nechtan mac Der Ilei. The reported expulsion of Ionan monks and clergy by Nechtan in 717 may have been related to the controversy over the dating of Easter, and the manner of tonsure, where Nechtan appears to have supported the Roman usages, but may equally have been intended to increase royal power over the church. Nonetheless, the evidence of place names suggests a wide area of Ionan influence in Pictland. Likewise, the Cáin Adomnáin (Law of Adomnán, Lex Innocentium) counts Nechtan’s brother Bridei among its guarantors.

The importance of monastic centres in Pictland was not, perhaps, as great as in Ireland. In areas that have been studied, such as Strathspey and Perthshire, it appears that the parochial structure of the High Middle Ages existed in early medieval times. Among the major religious sites of eastern Pictland were Portmahomack, Cennrígmonaid (later St Andrews), Dunkeld, Abernethy and Rosemarkie. It appears that these are associated with Pictish kings, which argues for a considerable degree of royal patronage and control of the church. Portmahomack in particular has been the subject of recent excavation and research, published by Martin Carver.

The cult of Saints was, as throughout Christian lands, of great importance in later Pictland. While kings might patronise great Saints, such as Saint Peter in the case of Nechtan, and perhaps Saint Andrew in the case of the second Óengus mac Fergusa, many lesser Saints, some now obscure, were important. The Pictish Saint Drostan appears to have had a wide following in the north in earlier times, although he was all but forgotten by the 12th century. Saint Serf of Culross was associated with Nechtan’s brother Bridei. It appears, as is well known in later times, that noble kin groups had their own patron saints, and their own churches or abbeys.

The Pictish language is extinct. Evidence is limited to place names, the names of people found on monuments, and the contemporary records. The evidence of place-names and personal names argues strongly that the Picts spoke Insular Celtic languages related to the more southerly Brittonic languages. A number of Ogham inscriptions have been argued to be unidentifiable as Celtic, and on this basis, it has been suggested that non-Celtic languages were also in use.

The absence of surviving written material in Pictish—if the ambiguous “Pictish inscriptions” in the Ogham script are discounted—does not indicate a pre-literate society. The church certainly required literacy in Latin, and could not function without copyists to produce liturgical documents. Pictish iconography shows books being read, and carried, and its naturalistic style gives every reason to suppose that such images were of real life. Literacy was not widespread, but among the senior clergy, and in monasteries, it would have been common enough.

Place-names often allow us to deduce the existence of historic Pictish settlements in Scotland. Those prefixed with the Brittonic prefixes “Aber-“, “Lhan-“, or “Pit-” (=? “peth”, a thing) are claimed to indicate regions inhabited by Picts in the past (for example: Aberdeen, Lhanbryde, Pitmedden, etc.). Some of these, such as “Pit-” (portion, share), may have been formed after Pictish times, and may refer to previous “shires” or “thanages”.

The evidence of place-names may also reveal the advance of Gaelic into Pictland. As noted, Atholl, meaning New Ireland, is attested in the early 8th century. This may be an indication of the advance of Gaelic. Fortriu also contains place-names suggesting Gaelic settlement, or Gaelic influences. A pre-Gaelic interpretation of the name as Athfocla meaning ‘north pass’ or ‘north way’, as in gateway to Moray, suggests that the Gaelic Athfotla may be a Gaelic misreading of the minuscule c for t.

Medieval Welsh tradition credited the founding of Gwynedd to the Picts and traced their principal royal families—the Houses of Aberffraw and Dinefwr—to Cunedda Wledig, said to have invaded northern Wales from Lothian.

References

  • James E. Fraser, The New Edinburgh History Of Scotland Vol.1From Caledonia To Pictland, Edinburgh University Press(2009) ISBN 978-0-7486-1232-1
  • Fraser Hunter, Beyond the Edge of Empire: Caledonians, Picts and Romans, Groam House Museum, Rosemarkie (2007) ISBN 978-0-9540999-2-3
  • Alex Woolf, The New Edinburgh History Of Scotland Vol.2From Pictland To Alba, Edinburgh University Press,(2007) ISBN 978-0-7486-1234-5
  • Benjamin Hudson: The Picts. Wiley Blackwell, 2014. ISBN 978-1-4051-8678-0 (cloth); ISBN 978-1-118-60202-7 (paperback).

‘Agricultural revolution’ in Anglo-Saxon England sheds new light on medieval land use

Researchers from the University of Leicester are shedding new light on how an ‘agricultural revolution’ in Anglo-Saxon England fueled the growth of towns and markets as part of a new project investigating medieval farming habits.

The project, titled ‘Feeding Anglo-Saxon England (FeedSax): The Bioarchaeology of an Agricultural Revolution’, which is funded by the European Research Council, is led by the University of Oxford working with colleagues from the University of Leicester.

The period between c 800 – 1200 AD saw dramatic changes in farming practices across large parts of Europe, enabling an increase in cereal production so great that it has been described as an ‘agricultural revolution’.

This ‘cerealisation’ allowed post-Roman populations not only to recover, but to boom, fueling the growth of towns and markets.

In England, this meant that many regions became more densely populated than ever before.

To operate a more productive but costly system of farming, peasants had to share expensive resources such as teams of oxen and mouldboard ploughs see header image), and cultivate extensive and unenclosed ‘open fields’ communally.

The project aims to understand when, where and how this ‘mouldboard plough package’ originated and spread, by generating the first direct evidence of medieval land use and cultivation regimes from excavated plant remains and animal bones, using a range of scientific methods.

Dr Richard Thomas, Reader and Chair of the Association for Environmental Archaeology from the University of Leicester School of Archaeology and Ancient History said: “We are delighted to be working with the University of Oxford on this exciting project. By using different kinds of archaeological evidence we will try and establish how a revolution in agriculture in Anglo-Saxon England led to a surge in population and fueled the growth of towns and markets.

Artist’s impression of an Anglo Saxon settlement in Hampshire.

“Here at the University of Leicester, we will be studying the stresses and strains on cattle bones from archaeological sites to establish when and where the heavy-plough was introduced. This was a major technological innovation which enabled more land to be brought into cultivation and increased the production of cereal grains.”

Helena Hamerow, Professor of Early Medieval Archaeology from the Institute of Archaeology at the University of Oxford and the project’s Principal Investigator, said: “This project will help us understand how farmers in medieval England were able to grow more food to feed an expanding population sustainably at a time of climatic warming. The spread of the heavy, mouldboard plough – a technology that English farmers adopted from their European neighbours – was a key factor and analysing cattle bones will enable us to trace its spread.”

Three key innovations made the increase in yields during the period possible:

  • widespread adoption of the mouldboard plough, which enabled farmers to cultivate heavier, more fertile soils;
  • crop rotation, e.g. planting with winter wheat followed by spring barley;
  • extensification of cultivation, whereby fertility was maintained by short fallow periods during which sheep grazed on the stubble, rather than by intensive manuring

In order to improve efficiency and share resources, people had to live in close proximity, leading to the formation of the nucleated villages, set amid extensive arrays of strip fields that can still be seen in many parts of the countryside today.

The Medieval mouldboard plough.

In this way, innovations in farming transformed large parts of the England’s landscape and with it, its social geography.

As part of the project, a suite of over 400 radiocarbon dates on charred cereals, bones and pollen cores will make it possible to locate the origins and spread of open fields in time and space.

Patterns emerging from these bioarchaeological data will then be compared with the evidence from excavated farms to explore the inter-relationship between arable production, stock management and settlement forms.

Analysis of crop stable isotopes in preserved cereal grains will enable the team to assess the degree to which productivity was boosted by manuring.

Weed flora will also reveal the extent to which fields were manured and tilled, as well as providing evidence of sowing times and crop rotation.

The lower limb bones of cattle will be examined for pathologies caused by pulling a heavy plough. Pollen data will reveal the changing impact of cereal farming on the medieval landscape and will be used to produce the first national model of early medieval land use.

The project number for the research is: AdG741751.

Saint Gildas

 

Gildas (Breton: Gweltaz, c. 500–570) — also known as Gildas the Wise or Gildas Sapiens — was a 6th-century British monk best known for his scathing religious polemic De Excidio et Conquestu Britanniae, which recounts the history of the Britons before and during the coming of the Saxons.

He is one of the best-documented figures of the Christian church in the British Isles during the sub-Roman period, and was renowned for his Biblical knowledge and literary style. In his later life, he emigrated to Brittany where he founded a monastery known as St. Gildas de Rhuys.

Differing versions of the Life of Saint Gildas exist, but both agree that he was born in what is now Scotland on the banks of the River Clyde, and that he was the son of a royal family. These works were written in the eleventh and twelfth centuries and are regarded by scholars as unhistorical.

He is now thought to have his origins further south. In his own work, he claims to have been born the same year as the Battle of Mount Badon. He was educated at a monastic center, possibly Cor Tewdws under St. Illtud, where he chose to forsake his royal heritage and embrace monasticism. He became a renowned teacher, converting many to Christianity and founding numerous churches and monasteries throughout Britain and Ireland.

He is thought to have made a pilgrimage to Rome before emigrating to Brittany, where he took on the life of a hermit. However, his life of solitude was short-lived, and pupils soon sought him out and begged him to teach them. He eventually founded a monastery for these students at Rhuys, where he wrote De Excidio Britanniae, criticising British rulers and exhorting them to put off their sins and embrace true Christian faith.

He is thought to have died at Rhuys, and was buried there.

The Epistle of Gildas

There are two different historical versions of the life of Gildas, the first written by an anonymous monk in the 9th century, and the other written by Caradoc of Llancarfan in the middle of the 12th century. Some historians have attempted to explain the differences in the versions by saying that there were two saints named Gildas, but the more general opinion is that there was only one St. Gildas and that the discrepancies between the two versions can be accounted for by the fact that they were written several centuries apart. The 9th century Rhuys Life is generally accepted as being more accurate.

The First Life of St. Gildas was written by an unnamed monk at the monastery which Gildas founded in Rhuys, Brittany in the 9th century. According to this tradition, Gildas is the son of Caunus, king of Alt Clut in the Hen Ogledd, the Brythonic-speaking region of northern Britain.

He had four brothers; his brother Cuillum ascended to the throne on the death of his father, but the rest became monks in their own right. Gildas was sent as a child to the College of Theodosius (Cor Tewdws) in Glamorgan, under the care of St. Illtud, and was a companion of St. Sampson and St. Paul of Léon.

His master St. Illtud loved him tenderly and taught him with special zeal. He was supposed to be educated in liberal arts and divine scripture, but elected to study only holy doctrine, and to forsake his noble birth in favour of a religious life.

The spring of St. Gildas in Saint-Gildas-de-Rhuys, Morbihan.

After completing his studies under St. Illtud, Gildas went to Ireland where he was ordained as a priest. He returned to his native lands in northern Britain where he acted as a missionary, preaching to the pagan people and converting many of them to Christianity.

He was then asked by Ainmericus, high king of Ireland (Ainmuire mac Sétnai, 566–569), to restore order to the church in Ireland, which had altogether lost the Christian faith. Gildas obeyed the king’s summons and travelled all over the island, converting the inhabitants, building churches, and establishing monasteries. He then travelled to Rome and Ravenna where he performed many miracles, including slaying a dragon while in Rome.

Intending to return to Britain, he instead settled on the Isle of Houat off Brittany where he led a solitary, austere life. At around this time, he also preached to Nonnita, the mother of Saint David, while she was pregnant with the saint.

He was eventually sought out by those who wished to study under him, and was entreated to establish a monastery in Brittany. He built an oratory on the bank of the River Blavetum (River Blavet), today known as St. Gildas de Rhuys. Fragments of letters that he wrote reveal that he composed a Rule for monastic life that was somewhat less austere than the Rule written by Saint David.

Inside the old Abbey Church of St. Gildas in Saint-Gildas-de-Rhuys.

Ten years after leaving Britain, he wrote an epistolary book in which he reproved five of the British kings. He died at Rhuys on 29 January 570, and his body was placed on a boat and allowed to drift, according to his wishes. Three months later, on 11 May, men from Rhuys found the ship in a creek with the body of Gildas still intact. They took the body back to Rhuys and buried it there.

Llancarfan Life: Gildas and King Arthur

The second “Life” of St. Gildas was written by Caradoc of Llancarfan, a friend of Geoffrey of Monmouth and his Norman patrons. However, Llancarfan’s work is most probably historically inaccurate, as his hagiographies tend towards the fictitious, rather than the strictly historical.

Llancarfan’s “Life” was written in the 12th century, and includes many elements of what have come to be known as mythical pseudo-histories, involving King Arthur, Guinevere, and Glastonbury Abbey, leading to the general opinion that this “life” is less historically accurate than the earlier version.

For example, according to the dates in the Annales Cambriae, Gildas would have been a contemporary of King Arthur: however, Gildas’ work never mentions Arthur by name, even though he gives a history of the Britons, and states that he was born in the same year as the Battle of Badon Hill, in which Arthur is supposed to have vanquished the Saxons.

In the Llancarfan Life, St. Gildas was the son of Nau, king of Scotia. Nau had 24 sons, all victorious warriors. Gildas studied literature as a youth, before leaving his homeland for Gaul, where he studied for seven years. When he returned, he brought back an extensive library with him, and was sought after as a master teacher. He became the most renowned teacher in all of the three kingdoms of Britain.

Gildas was a subject of the mythical King Arthur, whom he loved and desired to obey. However, his 23 brothers were always rising up against their rightful king, and his eldest brother, Hueil, would submit to no rightful high king, not even Arthur. Hueil would often swoop down from Scotland to fight battles and carry off spoils, and during one of these raids, Hueil was pursued and killed by King Arthur.

When news of his brother’s murder reached Gildas in Ireland, he was greatly grieved, but was able to forgive Arthur, and pray for the salvation of his soul. Gildas then travelled to Britain, where he met Arthur face to face, and kissed him as he prayed for forgiveness, and Arthur accepted penance for murdering Gildas’ brother.

After this, Gildas taught at the school of St. Cadoc, before retiring to a secret island for seven years. Pirates from the Orkney Islands came and sacked his island, carrying off goods and his friends as slaves. In distress, he left the island, and came to Glastonbury, then ruled by Melvas, King of the ‘Summer Country’ (Gwlad yr Haf, Somerset). Gildas intervened between King Arthur and Melvas, who had abducted and raped Arthur’s wife Guinevere and brought her to his stronghold at Glastonbury. Arthur soon arrived to besiege him, but, the peacemaking saint persuaded Melvas to release Guinevere and the two kings made peace. Then desiring to live a hermit’s life, Gildas built a hermitage devoted to the Trinity on the banks of the river at Glastonbury. He died, and was buried at Glastonbury Abbey, in the floor of St. Mary’s Church.

Lady Chapel, Glastonbury Abbey.

The Llancarfan Life contains the earliest surviving appearance of the abduction of Guinevere episode, common in later Arthurian literature. Huail’s enmity with Arthur was also apparently a popular subject in medieval Britain: he is mentioned as an enemy of Arthur’s in the Welsh prose tale Culhwch and Olwen, written around 1100.

A strongly held tradition in North Wales places the beheading of Gildas’ brother Huail at Ruthin, where what is believed to be the execution stone has been preserved in the town square. Another brother of Gildas, Celyn ap Caw, was based in the north-east corner of Anglesey.

De Excidio et Conquestu Britanniae

Gildas is best known for his polemic De Excidio et Conquestu Britanniae, which recounts the sub-Roman history of Britain, and which is the only substantial source for history of this period written by a near-contemporary.

The work is a sermon in three parts condemning the acts of his contemporaries, both secular and religious. The first part consists of Gildas’ explanation for his work and a brief narrative of Roman Britain from its conquest under the Principate to Gildas’ time. He describes the doings of the Romans and the Groans of the Britons, in which the Britons make one last request for military aid from the departed Roman military. He excoriates his fellow Britons for their sins, while at the same time lauding heroes such as Ambrosius Aurelianus, whom he is the first to describe as a leader of the resistance to the Saxons. He mentions the victory at the Battle of Mons Badonicus, a feat attributed to King Arthur in later texts, though Gildas is unclear as to who led the battle.

Ambrosius Aurelianus, as he may have appeared.

Part two consists of a condemnation of five British kings, Constantine, Aurelius Conanus, Vortiporius, Cuneglas, and Maelgwn. As it is the only contemporary information about them, it is of particular interest to scholars of British history. Part three is a similar attack on the clergy of the time.

The works of Gildas, including the Excidio, can be found in volume 69 of the Patrologia Latina.

De Excidio is usually dated to the 540s, but the historian Guy Halsall inclines to an “early Gildas” c. 490. Cambridge historian Karen George offers a date range of c. 510–530 AD.

Veneration

Gildas’ relics were venerated in the abbey which he founded in Rhuys, until the 10th century, when they were removed to Berry. In the 18th century, they were said to be moved to the cathedral at Vannes and then hidden during the French Revolution. The various relics survived the revolution and have all since been returned to Saint-Gildas-de-Rhuys where they are visible at various times of the year at a dedicated “treasury” in the village. The body of Saint Gildas (minus the pieces incorporated into various reliquaries) is buried behind the altar in the church of Saint Gildas de Rhuys.

The gold and silver covered relics of Saint Gildas include:

  • A reliquary head containing parts of the saints skull
  • An arm reliquary containing bone pieces, topped with a blessing hand
  • A reliquary femur and knee

The embroidered mitre supposedly worn by Gildas is also kept with these relics. Gildas is the patron saint of several churches and monasteries in Brittany, and his feast day is celebrated on 29 January.

Gildas is credited with a hymn called the Lorica, or Breastplate, a prayer for deliverance from evil, which contains specimens of Hiberno-Latin. A proverb is also attributed to Gildas mab y Gaw in the Englynion y Clyweid in Llanstephan MS. 27.

In Bonedd y Saint, Gildas is recorded as having three sons and a daughter. Gwynnog ap Gildas and Noethon ap Gildas are named in the earliest tracts, together with their sister Dolgar. Another son, Tydech, is named in a later document. Iolo Morganwg adds Saint Cenydd to the list.

The scholar David Dumville suggests that Gildas was the teacher of Finnian of Moville, who in turn was the teacher of St. Columba of Iona.

References

 

 

 

 

Why the Anglo Saxon settlement of England was so successful

The reasons for the success of Anglo-Saxon settlements remains uncertain. Helena Hamerow has made an observation that in Anglo-Saxon society “local and extended kin groups remained … the essential unit of production throughout the Anglo-Saxon period”. “Local and extended kin groups” is one of a number of possible reasons for success; along with societal advantages, freedom and the relationship to an elite, that allowed the Anglo-Saxons’ culture and language to flourish in the fifth and sixth centuries.

Anglo-Saxon political formation

Nick Higham is convinced that the success of the Anglo-Saxon elite in gaining an early compromise shortly after the Battle of Badon is a key to the success of the culture. This produced a political ascendancy across the south and east of Britain, which in turn required some structure to be successful.

The Bretwalda concept is taken as evidence for a presence of a number of early Anglo-Saxon elite families and a clear unitary oversight. Whether the majority of these leaders were early settlers, descendant from settlers, or especially after the exploration stage they were Roman-British leaders who adopted Anglo-Saxon culture is unclear.

The balance of opinion is that most were migrants, although it shouldn’t be assumed they were all Germanic (see Elite personal names evidence). There is agreement: that these were small in number and proportion, yet large enough in power and influence to ensure “Anglo-Saxon” acculturation in the lowlands of Britain. Most historians believe these elites were those named by Bede, the Anglo-Saxon Chronicle and others, although there is discussion regarding their floruit dates.

Importantly, whatever their origin or when they flourished, they established their claim to lordship through their links to extended kin ties. As Helen Peake jokingly points out “they all just happened to be related back to Woden”.

The Tribal Hidage is evidence of the existence of numerous smaller provinces, meaning that southern and eastern Britain may have lost any macro-political cohesion in the fifth and sixth centuries and fragmented into many small autonomous units, though late Roman administrative organisation of the countryside may have helped dictate their boundaries. By the end of the sixth century the leaders of these communities were styling themselves kings, with the majority of the larger kingdoms based on the south or east coasts.

They include the provinces of the Jutes of Hampshire and Wight, the South Saxons, Kent, the East Saxons, East Angles, Lindsey and (north of the Humber) Deira and Bernicia. Several of these kingdoms may have their foundation the former Roman civitas and this has been argued as particularly likely for the provinces of Kent, Lindsey, Deira and Bernicia, all of whose names derive from Romano-British tribal or district names.

Angle, Saxon and Jute distribution in southern England.

The southern and east coasts were, of course, the areas settled first and in greatest numbers by the settlers and so presumably were the earliest to pass from Romano-British to Anglo-Saxon control. Once established they had the advantage of easy communication with continental territories in Europe via the North Sea or the Channel.

The east and south coast provinces may never have fragmented to the extent of some areas inland and by the end of the sixth century they were already beginning to expand by annexing smaller neighbours. Barbara Yorke suggests that such aggressiveness must have encouraged areas which did not already possess military protection in the form of kings and their armies to acquire their own war-leaders or protection alliances.

By the time of the Tribal Hidage there were also two large ‘inland’ kingdoms, those of the Mercians and West Saxons, whose spectacular growth we can trace in par in our sources for the seventh century, but it is not clear how far this expansion had proceeded by the end of the sixth century.

What Bede seems to imply in his Bretwalda list of the elite is the ability to extract tribute and overawe and/or protect communities, which may well have been relatively short-lived in any one instance, but ostensibly “Anglo-Saxon” dynasties variously replaced one another in this role in a discontinuous but influential and potent roll call of warrior elites, with very few interruptions from other “British” warlords.

The success of this elite was felt beyond their geography, to include neighbouring British territories in the centre and west of what later became England, and even the far west of the island. Again, Bede was very clear that English imperium could on occasion encompass British and English kingships alike, and that Britons and Angles marched to war together in the early seventh century, under both British and English kings.

It is Bede who provides the most vivid picture of a late sixth- and early seventh-century Anglian warlord in action, in the person of Æthelfrith of Northumbria, King of Bernicia (a kingdom with a non-English name), who rapidly built up a personal ’empire’ by military victories over the Britons of the North, the Scots of Dalriada, the Angles of Deira and the Britons of north-eastern Wales, only ultimately to experience disaster at the hands of Rædwald of East Anglia.

Rural freedoms and kinship groups

Where arable cultivation continued in early Anglo-Saxon England, there seems to have been considerable continuity with the Roman period in both field layout and arable practices, although we do not know whether there were also changes to patterns of tenure or the regulation of cultivation. The greatest perceptible alterations in land usage between about 400 and 600 are therefore in the proportions of the land of each community that lay under grass or the plough, rather than in changes to the layout or management of arable fields.

The Anglo-Saxons settled in small groups covering a handful of widely dispersed local communities. These farms were for the most part mobile. This mobility, which was typical across much of Northern Europe took two forms: the gradual shifting of the settlement within its boundaries or the complete location of the settlement altogether. These shifting settlements (called Wandersiedlungen or “wandering settlements”) were a common feature since the Bronze Age. Why farms became abandoned and then relocated is much debated. However it is suggested that this might be related to the death of a patron of the family or the desire to move to better farmlands.

These farms are often falsely supposed to be “peasant farms”. However, a ceorl, who was the lowest ranking freeman in early Anglo-Saxon society, was not a peasant but an arms-owning male with access to law, support of a kindred and the wergild, situated at the apex of an extended household working at least one hide of land. It is the ceorl that we should associate with the standard 8–10m x 4–5m post-hole building of the early Anglo-Saxon period, grouped with others of the same kin group. Each such household head had a number of less-free dependants.

The success of the rural world in the 5th and 6th centuries, according to the landscape archaeology, was due to three factors: the continuity with the past, with no evidence of up-rooting in the landscape; farmer’s freedom and rights over lands, with provision of a rent or duty to an overlord, who provided only slight lordly input; and the common outfield arable land (of an outfield-infield system) that provided the ability to build kinship and group cultural ties.

The reasons for the success of Anglo-Saxon settlements remains uncertain. Helena Hamerow has made an observation that in Anglo-Saxon society “local and extended kin groups remained … the essential unit of production throughout the Anglo-Saxon period”. “Local and extended kin groups” is one of a number of possible reasons for success; along with societal advantages, freedom and the relationship to an elite, that allowed the Anglo-Saxons’ culture and language to flourish in the fifth and sixth centuries.

“Saxon” political ascendancy in Britain

Saxon Emigration to the British Isles 5 c.

A re-evaluation of the traditional picture of decay and dissolution Post-Roman Britain has occurred, with sub-Roman Britain being thought rather more a part of the Late Antique world of western Europe than was customary a half century ago. As part of this re-evaluation some suggest that sub-Roman Britain, in its entirety, retained a significant political, economic and military momentum across the fifth century and even the bulk of the sixth.

This in large part stems from attempts to develop visions of British success against the incoming Anglo-Saxons, as suggested by the Chronicles which were written in the ninth and mid-tenth century. However, recent scholarship has contested the extent to which either can be credited with any level of historicity regarding the decades around AD 500.

The representation of long-lasting British triumphs against the Saxons appears in large parts of the Chronicles, but stem ultimately from Gildas’s brief and frustratingly elusive reference to a British victory at Mons Badonicus – Mount Badon. Nick Higham suggests, that the war between Britons and Saxons seems to have ended in some sort of compromise, which conceded a very considerable sphere of influence within Britain to the incomers. According to Higham;

The most developed vision of a ‘big’ sub-Roman Britain, with control over its own political and military destiny for well over a century, is that of Kenneth Dark, who has argued that Britain should not be divided during the fifth, and even the bulk of the sixth, century into ‘British’ and ‘Anglo-Saxon’ cultural and/or political provinces, but should be thought of as a generally ‘British’ whole. His thesis, in brief, is to postulate not just survival but continuing cultural, political and military power for the sub-Roman elite, both in the far west (where this view is comparatively uncontroversial) but also in the east, where it has to be imagined alongside incoming settlements. He postulates the sub-Roman community to have been the dominant force in insular affairs right up to c.570.

Kenneth Dark’s argument for continuing British military and political power in the east rests on the very uneven distribution of Anglo-Saxon cemeteries and the proposition that large gaps in that distribution necessarily represent strong British polities which excluded Anglo-Saxon settlers by force.

Cremation cemeteries in eastern Britain north of the Thames begin during the second quarter of the fifth century, backed up by new archaeological phases before 450. The chronology of this “adventus” of cremations is supported by the Gallic Chronicle of 452, which states that wide parts of Britain fell under Saxon rule in 441. However, this did not result in many Brittonic words entering Old English. It seems therefore that no large-scale interaction occurred between incoming “Germanic” communities and numerous indigenous Brittonic speakers of equivalent social rank. If such interaction had been widespread, then we might have expected far greater language borrowing both in terms of structure and vocabulary.

‘Romano-Brittonic’ peoples’ fate in the south-east

The most extreme estimation for the size of the Anglo-Saxon settlement suggests that some 80% of the resident population of Britain were not Anglo-Saxon. Given that, explanation has been sought to account for the change in culture of the Britons to one where by the 8th Century the majority of people in southern Britain saw themselves as heirs to the Anglo-Saxon culture. Whilst the developments were rather complicated, there are two competing theories.

One theory, first set out by Edward Augustus Freeman, suggests that the Anglo Saxons and the Britons were competing cultures, and that through invasion, extermination, slavery, and forced resettlement the Anglo-Saxons defeated the Britons and consequently their culture and language prevailed.

Depiction of an Anglo Saxon shield wall

This view has influenced much of the linguistic, scholarly and popular perceptions of the process of anglicisation in Britain. It remains the starting point and ‘default position’, to which other hypotheses are compared in modern reviews of the evidence.

Widespread extermination and displacement of the native peoples of Britain is still considered a viable possibility by certain scholars. Our best contemporary source, Gildas, certainly suggests that just such a change of populations did take place. However, Freeman’s ideas did not go unchallenged, even as they were being propounded. In particular, the essayist Grant Allen believed in a strong Celtic contribution to Englishness.

Another theory has challenged this view and started to examine evidence that the majority of Anglo Saxons were Brittonic in origin. The major evidence comes firstly from the figures, taking a fairly high Anglo-Saxon figure (200,000) and a low Brittonic one (800,000), Britons are likely to have outnumbered Anglo-Saxons by at least four to one. The interpretation of such figures is that while “culturally, the later Anglo-Saxons and English did emerge as remarkably un-British, … their genetic, biological make-up is none the less likely to have been substantially, indeed predominantly, British”.

Two processes leading to Anglo-Saxonisation have been proposed. One is similar to culture changes observed in Russia, North Africa and parts of the Islamic world; where a politically and socially powerful minority culture becomes, over a rather short period, adopted by a settled majority. A process usually termed ‘elite dominance’.

The second process is explained through incentives, such as the Wergild outlined in the law code of Ine of Wessex which produced an incentive to become Anglo-Saxon or at least English speaking. The wergild of an Englishman was set at a value twice that of a Briton of similar wealth.

However, some Britons could be very prosperous and own five hides of land, which gave thegn-like status, with a wergild of 600 shillings. Ine set down requirements to prove guilt or innocence, both for his English subjects and for his British subjects, who were termed ‘foreigners/wealas’ (‘Welshmen’). The binary ethnic distinction that appears in Ine’s Laws seems to be between ‘ Englisc/English (‘us’) and ‘Wylisc/Welsh’ (‘them’).

Since Ine’s people self-identified as Saxons (West Saxons) this very early use of the word ‘English’ (unless it is a later introduction into the text) suggests that it was the use of a particular language, already recognised as a single language, and already called ‘English’, that was the crucial determinant in ethnic identity. This implies that in the early Anglo-Saxon period it was language use that was the key determination of ethnicity, and not whether you had “Germanic” ancestors.

Whatever the case, a continuity of ‘sub-Roman’ Britons cannot be doubted, as evidenced, for example, by the sheer number of burials which already date to the late 5th and early 6th centuries – otherwise impossible to maintain by even the largest ‘migration’ estimates.

In addition to the ‘highland Tyrants’ in the west, the case has been made by persistence of a ‘native’, post-Roman, polity of sorts south of the Thames during much of the fifth century- evidenced by the oppositional deposition of Quoit Brooch Style artefacts in inhumation burials south of the Thames versus ‘Scandinavian’ artefacts (such as ‘square headed brooches’) within predominantly cremation burial settings dominate north of the Thames (i.e. in “Anglian” areas).

However, a take-over by continental migrants cannot be denied, as evidenced by an abrupt end of Quoit Broch style artefacts and inundation of exotic artefacts of a “Jutish’ character in the final decade or two of the fifth century. Thus Ken Dark’s notion of a long chronology of a surviving, even dominant “sub-Roman” Britain finds little support.

Bronze Anglo-Saxon Quoit Brooch.

Moreover, Halsall argues that ‘Britons’ are scarcely if at all visible in the archaeological record of lowland England by the 6th century and beyond, not because of any bizarre notions of ethnic cleansing or ‘apartheid’, but simply because, by then, everyone was an ‘Anglo-Saxon’, whatever their geographic origin.

Rural freedoms and kinship groups

Where arable cultivation continued in early Anglo-Saxon England, there seems to have been considerable continuity with the Roman period in both field layout and arable practices, although we do not know whether there were also changes to patterns of tenure or the regulation of cultivation.

The greatest perceptible alterations in land usage between about 400 and 600 are therefore in the proportions of the land of each community that lay under grass or the plough, rather than in changes to the layout or management of arable fields.

The Anglo-Saxons settled in small groups covering a handful of widely dispersed local communities. These farms were for the most part mobile. This mobility, which was typical across much of Northern Europe took two forms: the gradual shifting of the settlement within its boundaries or the complete location of the settlement altogether.

These shifting settlements (called Wandersiedlungen or “wandering settlements”) were a common feature since the Bronze Age. Why farms became abandoned and then relocated is much debated. However it is suggested that this might be related to the death of a patron of the family or the desire to move to better farmlands.

These farms are often falsely supposed to be “peasant farms”. However, a ceorl, who was the lowest ranking freeman in early Anglo-Saxon society, was not a peasant but an arms-owning male with access to law, support of a kindred and the wergild, situated at the apex of an extended household working at least one hide of land.

It is the ceorl that we should associate with the standard 8–10m x 4–5m post-hole building of the early Anglo-Saxon period, grouped with others of the same kin group. Each such household head had a number of less-free dependants.

The success of the rural world in the 5th and 6th centuries, according to the landscape archaeology, was due to three factors: the continuity with the past, with no evidence of up-rooting in the landscape; farmer’s freedom and rights over lands, with provision of a rent or duty to an overlord, who provided only slight lordly input; and the common outfield arable land (of an outfield-infield system) that provided the ability to build kinship and group cultural ties.

Material culture

The origins of the timber building tradition seen in early Anglo-Saxon England has generated a lot of debate which has mirrored a wider debate about the cultural affinities of Anglo-Saxon material culture.

Philip Rahtz asserted that buildings seen in West Stow and Mucking had late Roman origins. Archaeologist Philip Dixon noted the striking similarity between Anglo-Saxon timber halls and Romano-British rural houses. The Anglo-Saxons did not import the ‘long-house’, the traditional dwelling of the continental Germanic peoples, to Britain.

Instead they upheld a local vernacular British building tradition dating back to the late first century. This has been interpreted as evidence of the endurance of kinship and household structures from the Roman into the Anglo-Saxon period.

Anglo Saxon Grubenhaus at Bede’s World Jarrow.

However, this has been considered too neat an explanation for all the evidence. Anne and Gary Marshall summarise the situation:

“One of the main problems in Anglo-Saxon archaeology has been to account for the apparent uniqueness of the English timber structures of the period. These structures seem to bear little resemblance either to earlier Romano-British or to continental models. In essence, the problem is that the hybrid Anglo-Saxon style seems to appear full-blown with no examples of development from the two potentially ancestral traditions … The consensus of the published work was that the Anglo-Saxon building style was predominantly home-grown.”

For Bryan Ward-Perkins the answer is found in the success of the Anglo-Saxon culture and highlights the micro-diversity and larger cohesion that produced a dynamic force in comparison to the Brittonic culture From beads and quoits to clothes and houses, there is something unique happening in the early Anglo-Saxon period.

The material culture evidence shows that people adopted and adapted styles based on set roles and styles. John Hines, commenting on the diversity of nearly a thousand glass beads and many different clothes clasps from Lakenheath, states that these reveal a “society where people relied on others to fulfill a role” and “what they had around them was making a statement”, not one about the individual, but about “identity between small groups not within small groups”.

Julian Richards commenting on this and other evidence suggests:

“[The Anglo-Saxon settlement of Britain] was more complex than a mass invasion bringing fully formed lifestyles and beliefs. The early Anglo-Saxon, just like today’s migrants, were probably riding different cultural identities. They brought from their homelands the traditions of their ancestors. But they would have been trying to work out not only who they were, but who they wanted to be … and forge an identity for those who followed.”

Looking beyond simplistic ‘homeland’ scenarios, and explaining the observations that ‘Anglo-Saxon’ houses and other aspects of material culture do not find exact matches in the ‘Germanic homelands’ in Europe, Halsall explains the changes within the context of a larger ‘North Sea interaction zone’, including lowland England, Northern Gaul and northern Germany.

Anglo Saxon settlement.

These areas experienced marked social and cultural changes in the wake of Roman collapse—experienced not only within the former Roman provinces (Gaul, Britain) but also in Barbaricum itself. All three areas experienced changes in social structure, settlement patterns and ways of expressing identities, as well as tensions which created push and pull factors for migrations in, perhaps, multiple directions.

Culture of belief

The study of pagan religious practice in the early Anglo-Saxon period is difficult. Most of the texts that may contain relevant information are not contemporary, but written later by Christian writers who tended to have a hostile attitude to pre-Christian beliefs, and who may have distorted their portrayal of them.

Much of the information used to reconstruct Anglo-Saxon paganism comes from later Scandinavian and Icelandic texts and there is a debate about how relevant these are. The study of pagan Anglo-Saxon beliefs has often been approached with reference to Roman or even Greek typologies and categories. Archaeologists therefore use such terms as gods, myths, temples, sanctuaries, priests, magic and cults. Charlotte Behr argues that this provides a worldview of Anglo-Saxon practice culture which is unhelpful.

Anglo Saxon Pagan feast.

Peter Brown employed a new method of looking at the belief systems of the fifth to seventh centuries, by arguing for a model of religion which was typified by a pick and choose approach. The period was exceptional because there was no orthodoxy or institutions to control or hinder the people. This freedom of culture is seen also in the Roman-British community and is very evident in the complaints of Gildas.

One Anglo-Saxon cultural practice that is better understood are the burial customs, due in part to archaeological excavations at various sites including Sutton Hoo, Spong Hill, Prittlewell, Snape and Walkington Wold, and the existence of around 1,200 pagan (or non-Christian) cemeteries. There was no set form of burial, with cremation being preferred in the north and inhumation in the south, although both forms were found throughout England, sometimes in the same cemeteries.

Artist’s rendering of an Anglo Saxon burial with grave goods.

When cremation did take place, the ashes were usually placed within an urn and then buried, sometimes along with grave goods. According to archaeologist Dave Wilson, “the usual orientation for an inhumation in a pagan Anglo-Saxon cemetery was west–east, with the head to the west, although there were often deviations from this.”

Indicative of possible religious belief, grave goods were common amongst inhumation burials as well as cremations; free Anglo-Saxon men were buried with at least one weapon in the pagan tradition, often a seax, but sometimes also with a spear, sword or shield, or a combination of these. There are also a number of recorded cases of parts of animals being buried within such graves.

Most common amongst these was body parts belonging to either goats or sheep, although parts of oxen were also relatively common, and there are also isolated cases of goose, crab apples, duck eggs and hazelnuts being buried in graves. It is widely thought therefore that such items constituted a food source for the deceased.[209] In some cases, animal skulls, particularly oxen but also pig, were buried in human graves, a practice that was also found earlier in Roman Britain.

There is also evidence for the continuation of Christianity in south and east Britain. The Christian shrine at St Albans and its martyr cult survived throughout the period (see Gildas above). There are references in Anglo-Saxon poetry, including Beowulf, that show some interaction between pagan and Christian practices and values.

While there is little scholarly focus on this subject, there is enough evidence from Gildas and elsewhere that it is safe to assume some continuing – perhaps more free – form of Christianity survived. Richard Whinder states “(The Church’s pre-Augustine) characteristics place it in continuity with the rest of the Christian Church in Europe at that time and, indeed, in continuity with the Catholic faith … today.”

The complexity of belief, indicated by various pieces of evidence, is disturbing to those looking for easy categories. The extent to which belief was discursive and free during the settlement period suggests a lack of proscription, indeed, this might be a characteristic of Anglo-Saxon cultural success.

Language and literature

Little is known about the everyday spoken language of people living in the migration period. Old English is a contact language and it is hard to reconstruct the pidgin used in this period from the written language found in the West Saxon literature of some 400 years later.

Excerpt from the Anglo Saxon Chronicles, created late in the 9th century.

Two general theories are proposed regarding why people changed their language to Old English (or an early form of such): either a person or household changed so as to serve an elite, or a person or household changed through choice as it provided some advantage economically or legally.

According to Nick Higham, the adoption of the language—as well as the material culture and traditions—of an Anglo-Saxon elite, “by large numbers of the local people seeking to improve their status within the social structure, and undertaking for this purpose rigorous acculturation”, is the key to understanding the Anglo-Saxon from Romano-British transition.

The progressive nature of this language acquisition, and the ‘retrospective reworking’ of kinship ties to the dominant group led, ultimately, to the “myths which tied the entire society to immigration as an explanation of their origins in Britain”.

The final few lines of the poem The Battle of Brunanburh, a tenth century Anglo-Saxon poem that celebrates a victory of Æthelstan, the first king of all the English, give a poetic voice to the English conception of their origins.

Old English

…Engle and Seaxe upp becomon,
ofer brad brimu Britene sohton,
wlance wig-smithas, Wealas ofercomon,
eorlas ar-hwaete eard begeaton.

Modern English

…Angles and Saxons came up
over the broad sea. Britain they sought,
Proud war-smiths who overcame the Welsh,
glorious warriors they took hold of the land.

This ‘heroic tradition’ of conquering incomers is consistent with the conviction of Bede, and later Anglo-Saxon historians, that the ancestral origin of the English was not the result of any assimilation with the native British, but was derived solely from the Germanic migrants of the post-Roman period.

It also explains the enduring appeal of poems and heroic stories such as Beowulf, Wulf and Eadwacer and Judith, well into the Christian period. The success of the language is the most obvious result of the settlement period. This language was not just the language of acculturation, but through the stories, poetry and oral traditions became the agency of change.

Nick Higham has provided this summary of the processes:

“As Bede later implied, language was a key indicator of ethnicity in early England. In circumstances where freedom at law, acceptance with the kindred, access to patronage, and the use of possession of weapons were all exclusive to those who could claim Germanic descent, then speaking Old English without Latin or Brittonic inflection had considerable value.”

References

  • Channel 4 (2004), Britain AD: King Arthur’s Britain
  • Hamerow, Helena; Hinton, David A.; Crawford, Sally, eds. (2011), The Oxford Handbook of Anglo-Saxon Archaeology., Oxford: OUP, ISBN 978-0-19-921214-9
  • Higham, Nicholas J.; Ryan, Martin J. (2013), The Anglo-Saxon World, Yale University Press, ISBN 978-0-300-12534-4
  • Hills, Catherine (2003), Origins of the English, London: Duckworth, ISBN 0-7156-3191-8
  • Koch, John T. (2006), Celtic Culture: A Historical Encyclopedia, Santa Barbara and Oxford: ABC-CLIO, ISBN 1-85109-440-7
  • Pryor, Francis (2005), Britain AD: A Quest for Arthur, England and the Anglo-Saxons, London: Harper Perennial (published 2001), p. 320, ISBN 978-0-00-718187-2.

The first Saxons in Britain – litus Saxonicum, The Saxon Shore

Saxon laeti (military settlers who promise to provide recruits for the Roman army).

The Saxon Shore (Latin: litus Saxonicum) was a military command of the late Roman Empire, consisting of a series of fortifications on both sides of the English Channel.

It was established in the late 3rd century and was led by the “Count of the Saxon Shore“. In the late 4th century, his functions were limited to Britain, while the fortifications in Gaul were established as separate commands. Several Saxon Shore forts survive in east and south-east England.

The complete fortification system of the Saxon Shore extended on both sides of the Channel.

Despite the inaccurate account depicted in Vikings season 2, episode 6, where the Saxon King Ecbert, when admiring Roman art that adorned the walls of his palace, asks Athelstan, the wayward monk: “who painted these images? What race of man was ever so glorious, that they filled our world with such – as you say, indescribable beauty?” Of course, King Ecbert was teasing Athelstan into revealing that he knew that the Roman Empire had existed.

However, the plot of the story fails when Ecbert tells Athelstan to keep the notion that the Romans had existed a secret, and that the people of England largely believed that a race of giants had built the magnificent structures in London, Gloucester, Colchester, Bath and other great cities.

This is of course entirely untrue as Saxons had served in the Roman army as Laeti, recruits who had already settled the land and were required to volunteer for the Empire. Evidence exists that Saxons had settled the South East of England and parts of Northumbria, where they had fought the Picts from Hadrian’s wall.

The Saxons then, were well aware of the Roman Empire, despite what ‘Vikings’ would have you believe. These early military mercenary settlers were later joined by Anglo-Saxon migrants who settled the South East of England after the fall of the Roman Empire in 410AD.

During the latter half of the 3rd century, the Roman Empire faced a grave crisis. Internally, it was weakened by civil wars, the violent succession of brief emperors, and secession in the provinces, while externally it faced a new wave of attacks by “barbarian” tribes. Most of Britain had been part of the empire since the mid-1st century. It was protected from raids in the north by the Hadrianic and Antonine Walls, while a fleet of some size was also available.

Picts depicted fighting Roman soldiers and Saxon mercenaries beyond Hadrians Wall.

However, as the frontiers came under increasing external pressure, fortifications were built throughout the Empire in order to protect cities and guard strategically important locations. It is in this context that the forts of the Saxon Shore were constructed. Already in the 230s, under Severus Alexander, several units had been withdrawn from the northern frontier and garrisoned at locations in the south, and had built new forts at Brancaster, Caister-on-Sea and Reculver. Dover was already fortified in the early 2nd century, and the other forts in this group were constructed in the period between the 270s and 290s.

The only contemporary reference we possess that mentions the name “Saxon Shore” comes in the late 4th century Notitia Dignitatum, which lists its commander, the Comes Litoris Saxonici per Britanniam (“Count of the Saxon Shore in Britain”), and gives the names of the sites under his command and their respective complements of military personnel. However, due to the absence of further evidence, theories have varied between scholars as to the exact meaning of the name, and also the nature and purpose of the chain of forts it refers to.

Two interpretations were put forward as to the meaning of the adjective “Saxon”: either a shore attacked by Saxons, or a shore settled by Saxons. Some argue that the latter hypothesis, which is less valid, is supported by Eutropius, who states that during the 280s the sea along the coasts of Belgica and Armorica was “infested with Franks and Saxons”, and that this was why Carausius was first put in charge of the fleet there.

A Roman naval bireme depicted in a relief from the Temple of Fortuna Primigenia in Praeneste (Palastrina).

However, Eutropius refers to Franks and Saxons as seaborne invaders. It also receives at least partial support from archaeological finds, as artefacts of a Germanic style have been found in burials, while there is evidence of the presence of Saxons (mostly laeti Roman army recruits though) in some numbers in SE England and the northern coasts of Gaul around Boulogne-sur-Mer and Bayeux from the middle of the 5th century onwards. This, in turn, mirrors a well documented practice of deliberately settling Germanic tribes (Franks became foederati in 358 AD under Emperor Julian) to strengthen Roman defences.

The other interpretation, supported by Stephen Johnson, holds that the forts fulfilled a coastal defence role against seaborne invaders, mostly Saxons and Franks, and acted as bases for the naval units operating against them. This view is reinforced by the parallel chain of fortifications across the Channel on the northern coasts of Gaul, which complemented the British forts, suggesting a unified defensive system.

Other scholars like John Cotterill however consider the threat posed by Germanic raiders, at least in the 3rd and early 4th centuries, to be exaggerated. They interpret the construction of the forts at Brancaster, Caister-on-Sea and Reculver in the early 3rd century and their location at the estuaries of navigable rivers as pointing to a different role: fortified points for transport and supply between Britain and Gaul, without any relation (at least at that time) to countering seaborne piracy.

This view is supported by contemporary references to the supplying of the army of Julian by Caesar with grain from Britain during his campaign in Gaul in 359, and their use as secure landing places by Count Theodosius during the suppression of the Great Conspiracy a few years later.

Another theory, proposed by D.A. White, was that the extended system of large stone forts was disproportionate to any threat by seaborne Germanic raiders, and that it was actually conceived and constructed during the secession of Carausius and Allectus (the Carausian Revolt) in 289-296, and with an entirely different enemy in mind: they were to guard against an attempt at reconquest by the Empire. This view, although widely disputed, has found recent support from archaeological evidence at Pevensey, which dates the fort’s construction to the early 290s.

Whatever their original purpose, it is virtually certain that in the late 4th century the forts and their garrisons were employed in operations against Frankish and Saxon pirates. Britain was abandoned by Rome in 407, with Armorica following soon after.

The forts on both sides continued to be inhabited in the following centuries, and in Britain in particular several continued in use well into the Anglo-Saxon period.

The Forts:

Britain

The nine British Saxon Shore forts in the Notitia Dignitatum.

The nine forts mentioned in the Notitia Dignitatum for Britain are listed here, from north to south, with their garrisons.

There are a few other sites that clearly belonged to the system of the British branch of the Saxon Shore (the so-called “WashSolent limes“), although they are not included in the Notitia, such as the forts at Walton Castle, Suffolk, which has by now sunk into the sea due to erosion, and at Caister-on-Sea. In the south, Carisbrooke Castle on the Isle of Wight and Clausentum (Bitterne, in modern Southampton) are also regarded as westward extensions of the fortification chain. Other sites likely connected to the Saxon Shore system are the sunken fort at Skegness, and the remains of possible signal stations at Thornham, Corton and Hadleigh.

Mike Ritchie’s artist’s impression of Rudchester fort during Roman occupation. Rudchester Fort is the fourth fort along Hadrian’s Wall, after Segedunum (Wallsend), Pons Aelius (Newcastle) and Condercum (Benwell). It is at the top of a flat ridge between the March Burn to its west, an ancient route to the ford at Newburn, and the Rudchester Burn to the south and east. Its Roman name, Vindobala or Vindovala, is translated as White Peak or While Walls, although the reason for the name is unknown.

Further north on the coast, the precautions took the form of central depots at Lindum (Lincoln) and Malton with roads radiating to coastal signal stations. When an alert was relayed to the base, troops could be dispatched along the road. Further up the coast in North Yorkshire, a series of coastal watchtowers (at Huntcliff, Filey, Ravenscar, Goldsborough, and Scarborough) was constructed, linking the southern defences to the northern military zone of the Wall. Similar coastal fortifications are also found in Wales, at Cardiff and Caer Gybi. The only fort in this style in the northern military zone is Lancaster, Lancashire, built sometime in the mid-late 3rd century replacing an earlier fort and extramural community, which may reflect the extent of coastal protection on the north-west coast from invading tribes from Ireland.

End of Roman rule in Britain 383-410.

In Gaul

The Notitia also includes two separate commands for the northern coast of Gaul, both of which belonged to the Saxon Shore system. However, when the list was compiled, in c. 420 AD, Britain had been abandoned by Roman forces. The first command controlled the shores of the province Belgica Secunda (roughly between the estuaries of the Scheldt and the Somme), under the dux Belgicae Secundae with headquarters at Portus Aepatiaci:

  • Marcae (unidentified location near Calais, possibly Marquise or Marck), garrisoned by the Equites Dalmatae. In the Notitia, together with Grannona, it is the only site on the Gallic shore to be explicitly referred to as lying in litore Saxonico.
  • Locus Quartensis sive Hornensis (probably at the mouth of the Somme), the port of the classis Sambrica (“Fleet of the Somme”)
  • Portus Aepatiaci (possibly Étaples), garrisoned by the milites Nervii.

Although not mentioned in the Notitia, the port of Gesoriacum or Bononia (Boulogne-sur-Mer), which until 296 was the main base of the Classis Britannica, would also have come under the dux Belgicae Secundae.

To this group also belongs the Roman fort at Oudenburg.

Further west, under the dux tractus Armoricani et Nervicani, were mainly the coasts of Armorica, nowadays Normandy and Brittany. The Notitia lists the following sites:

  • Grannona (disputed location, either at the mouths of the Seine or at Port-en-Bessin), the seat of the dux, garrisoned by the cohors prima nova Armoricana. In the Notitia, it is explicitly mentioned as lying in litore Saxonico.
  • Rotomagus (Rouen), garrisoned by the milites Ursariensii
  • Constantia (Coutances), garrisoned by the legio I Flavia Gallicana Constantia
  • Abricantis (Avranches), garrisoned by the milites Dalmati
  • Grannona (uncertain whether this is a different location than the first Grannona, perhaps Granville), garrisoned by the milites Grannonensii
  • Aleto or Aletum (Aleth, near Saint-Malo), garrisoned by the milites Martensii
  • Osismis (Brest), garrisoned by the milites Mauri Osismiaci
  • Blabia (perhaps Hennebont), garrisoned by the milites Carronensii
  • Benetis (possibly Vannes), garrisoned by the milites Mauri Beneti
  • Manatias (Nantes), garrisoned by the milites superventores

In addition, there are several other sites where a Roman military presence has been suggested. At Alderney, the fort known as “The Nunnery” is known to date to Roman times, and the settlement at Longy Common has been cited as evidence of a Roman military establishment, though the archaeological evidence there is, at best, scant.

The ‘Nunnery’ Roman Fort at Alderney.

In Popular Culture

  • In 1888, Alfred Church wrote a historical novel entitled The Count of the Saxon Shore. It is available online.
  • The American band Saxon Shore takes its name from the region.
  • The Saxon Shore is the fourth book in Jack Whyte‘s Camulod Chronicles.
  • Since 1980, the “Saxon Shore Way” exists, a coastal footpath in Kent which passes by many of the forts.
  • David Rudkin‘s play The Saxon Shore takes place near Hadrian’s Wall as the Romans are withdrawing from Britain.
A Saxon Warrior, 54mm painted figure. @raulatorre, http://www.imgrum.org/media/

References

Timeline of conflict in Anglo-Saxon Britain

Hengist and Horsa are legendary brothers said to have led the Angles, Saxons and Jutes in their invasion of Britain in the 5th century. Tradition lists Hengist as the first of the Jutish kings of Kent.

The Timeline of conflict in Anglo-Saxon Britain is concerned with the period of history from just before the departure of the Roman Army, in the 4th century, to just after the Norman Conquest in the 11th century.

The information is mainly derived from annals and the Venerable Bede. The dates, particularly from the fourth to the late sixth centuries, have very few contemporary sources and are largely later constructions by medieval chroniclers. The historian Diana Greenway described one such 12th century chronicler, Henry of Huntingdon, as a ‘weaver’ compiler of history, and the archaeologist Martin Welch described the Anglo-Saxon Chronicle as “a product of the West Saxon court… concerned with glorifying the royal ancestry of Alfred the Great.

Henry of Huntingdon

Manipulation of royal genealogies, in this and other sources, to enhance the claims of present rulers was common. Literary formulas associated with original myths are a common feature of earlier entries.” Although the timeline uses the annals for this period of history, information provided by these sources can be problematic, particularly with the earlier dates.

Chronology

Constructing a chronology of the early Anglo-Saxon period, and how the Anglo-Saxons took over land in Britain from Romano-Britons (Celtic-speakers, Latin-speakers, or both), is highly complex. The limitations of source material place restrictions on just how accurate any chronology can be. As an example, the following table shows how much variation there is between historians on just one date, the Battle of Badon:

 

Suggested dates for the Battle of Badon
Sources Date
Annales Cambriae 516
Bede 493
Higham c. 430 – c. 440
Snyder c. 485
M. Wood 490s
Morris 494–497
Dumville c.500
I. Wood c. 485 – c.520

 

Much of the dating of the period comes from Bede (672/673–735), who in his Ecclesiastical History of the English People, tried to compute dates for events in early Anglo-Saxon history. Although primarily writing about church history, Bede is seen as Britain’s first true historian, in that he cited his references and listed events according to dates rather than regnal lists.

So we know that he relied heavily on De Excidio et Conquestu Britanniae by Gildas, a sixth-century cleric, for his early dates and historians have found Gildas unreliable where dates were concerned. Bede’s work was widely read among the literate in the Anglo-Saxon kingdoms, and his dates were used by the monks who compiled the various Anglo-Saxon Chronicles from the late ninth century onwards.

Excerpt from the Anglo Saxon Chronicle.

The most controversial dates in the period—those from the fourth to the late sixth centuries—have very few contemporary sources, and are mainly derived from later attempts to construct Anglo-Saxon history.

The following is an outline of some events recorded in Bede’s Ecclesiastical History, the Anglo-Saxon Chronicle, the Welsh Annals (Annales Cambriae), and Brut y Tywysogion. Many of the dates from the fourth, fifth, and sixth century are points of contention.

4th Century

360 AD and after, and perhaps before: various Germanic peoples (Alemanni, Saxons, etc.) came to Roman Britain: raiders, Roman armies recruited from among German tribes, some settlers (The Saxon Shore (Latin: litus Saxonicum)).

Picts depicted fighting Roman soldiers and Saxon mercenaries beyond Hadrians Wall.

5th Century

  • 410 AD: Emperor Honorius refuses a call for help from Britain, tells the cities to look to their own defence.
  • c.430 to 520: The range of dates for the Battle of Badon. See effects of the battle for the strategic situation resulting afterwards.
  • About 446: The “Groans of the Britons” – A last appeal (possibly to the Consul Aetius) for the Roman army to come back to Britain.
  • 449: Vortigern invites Saxons to come and help them against the Picts, who were raiding the east coast, and allows them to settle on “The eastern side of the island.” (The name Vortigern may mean “Great King” rather than being a lifelong personal name.)
  • 455:  (Battle of Aylesford: Here Hengest and Horsa fought against Vortigern the king, in the place that is called Aylesford, and his brother Horsa was slain; and after that Hengest took the throne with Æsc, his son.)
  • 457:  (Here Hengest & Æsc fought against Britons in the place which is called Crecganford and there slew 4000 men, and the Britons abandoned Kent and with great fear fled to London.)
  • c. 460: Treachery of the Long Knives, Death of all British kings, Begin of violent land grab by Saxons.
  • 466: Battle of Wippedesfleot  Here Hengest and Æsc fought together against the Welsh (meaning ‘foreigner’: the manner in which the invaders referred to the Britons) near Wippedesfleot and there slew 12 Welsh chief men, and one of their thanes was slain, whose name was Wipped. [This battle is said to have resulted in much bloodshed and slaughter on both sides, to the extent that hostilities abated for a while thereafter. It is not known where Wippedesfleot (= “Wipped’s tidal estuary”) was.])
  • 473: (Here Hengest & Æsc fought against Welsh and took countless war-loot, and the Welsh fled from the English like fire.)
  • 477: (Here Ælle came to Britain and [with him] his 3 sons Cymen & Wlencing & Cissa, with 3 ships to the place which is named Cymenesora [probably now The Owers, rocks off Selsey in West Sussex ], and there slew many Welsh & drove some in flight into the wood which is called Andredesleag [= The Weald ].)
  • 485: Battle of Mercredesburne  (Here Ælle fought against Welsh near the margin of Mearcrædesburna [= Mearcræd’s stream].)
  • 491: (Here Ælle and Cissa besieged Andredescester [now Pevensey ] and slew all who dwelt therein; no Briton was left [alive] afterwards.)
  • c. 497: Defeat of the Anglo-Saxons in the Battle of Mons Badonicus by Britons led by King Arthur.
The brothers in Edward Parrott’s Pageant of British History (1909).

6th Century

  • Around 500 AD: Average of suggested dates for the Battle of Badon.
  • Around 500 AD: Angles colonised the North Sea and Humber coastal areas, particularly around Holderness.
  • 501: (Here Port and his 2 sons Bieda and Mægla came to Britain with 2 ships to the place which is called Portsmouth and slew a young British man, a very noble man. [But this may be an old fiction, as a folk-etymology to explain the placename Ports-mouth.] )
  • 508: (Here Cerdic and Cynric slew a British king, whose name was Natanleod, and 5000 men with him. Afterwards that land was named Natanleag as far as Cerdicesford [= North Charford and South Charford ].)
  • c. 520: Saxons took control of Sussex, Kent, East Anglia and part of Yorkshire, West Saxons founded a Kingdom in Hampshire under Cerdic.
  • 535 & 536: The extreme weather events of 535-536 likely caused a great famine and thus population loss.
  • In or before 547: Bernicia established by Angles taking over part of a British area called Bryneich.
  • Around 549: A great plague caused much population loss.
  • About 560: Saxons conquered all of east Yorkshire and the British kingdom of Ebrauc, and there established Deira.
  • 571: (Battle of Bedcanford: Here Cuthwulf fought against Britons at Bedcanford and took 4 settlements: Limbury, Aylesbury, Benson & Eynsham. And in the same year he died.)
  • 573: Battle of Arfderydd at Arthuret in Cumbria: Briton fought Briton and weakened their numbers.
  • 577: Battle of Dyrham: Capture of Glevum, Corinium, Aquae Sulis by Saxons of Wessex led by Cealin. (Here Cuthwine and Ceawlin fought against Britons and they slew 3 kings: Coinmail & Condidan & Farinmail, in the place which is called Dyrham, and took 3 towns: Gloucester & Cirencester & Bath. ): These entries seem to show that the Britons’ defences in the English Midlands collapsed, and the peace that followed the Battle of Mons Badonicus ended, and the Saxons obliterated the British Watling Street salient and united their areas and overran the London – Verulamium area and much of the plain of the Midlands. Loss of Bath would separate the Britons of Wales from the Britons of the southwest. After this, the border between Saxons and the southwest Britons was probably at the Wansdyke along the ridge of the Mendip Hills.
  • 581: Ælla of Deira took land from the Britons, thus establishing or enlarging Deira.
  • Around 584: The Kingdom of the Iclingas became Mercia.
  • 584: (Battle of Fethanleag: Here Ceawlin and Cutha fought against Britons in the place that is named Fethanleag and Cutha was slain, and Ceawlin took many settlements and countless war-loot, and in anger he returned to his own land.)
  • 590: Elmet joined an alliance of British kingdoms against the expanding Angles of Bernicia. See Elmet and History of Yorkshire Sub-Roman.
  • 592, West Saxons are defeated in the Battle of Woden’s Burg (Wōden‘s Burg).
  • 596, Angles defeated an alliance of Britons, Scots and Picts in the Battle of Raith.
  • Afterwards: The British king, Urien of Rheged was murdered. A feud broke out between two of this alliance’s key members.
Angles Saxona Invasion of Britain.

7th Century

  • Around 600: Battle of Catraeth (Catterick): also see Y Gododdin: An army from the Celtic kingdom of Gododdin fell in battle against the Angles of Deira and Bernicia at Catterick in Yorkshire.
  • Around 604: Deira and Bernicia united as Northumbria.
  • Afterwards: Elmet built earthworks north and west of Barwick-in-Elmet, where Elmet’s king’s seat was.
  • 614: (Here Cynegils and Cwichelm fought [on the same side] on Beandun, and slew 2,066 Welsh.)
  • 616: Autumn – Northumbria invaded and conquered Elmet.
  • 616: Likeliest date for the Battle of Chester, between a Northumbrian army and a Welsh army: heavy Welsh casualties, and their defeat severed the land connection between Wales and the Celts of northwest Britain.
  • 633, October 12: Battle of Hatfield (AC: 630, Meigen) near Doncaster in Yorkshire: Gwynedd and Mercia attacked and defeated Northumbria; Elmet and Ebrauc temporarily returned to Celtic rule.
  • 633 or 634: Battle of Heavenfield (AC: 631, Cantscaul) about 6 miles NW of Hexham: Northumbria expels the Gwynedd army.
  • 642: (Here Oswald king of Northumbria was slain) This may be the same battle as:-
  • 644: The Battle of Maserfield (alias Battle of Maes Cogwy), in which Oswald king of the Northmen and Eawa king of the Celtic Mercians fell. AC B
  • 652: Cenwalh of Wessex won a battle at Bradford-on-Avon.
  • 655, Nov 15: Battle of the Winwaed in which King Oswiu of Bernicia defeated and killed King Penda of Mercia. King Cadafael ap Cynfeddw of Gwynedd was allied with Penda but stayed out of the battle.
  • 658: (Here Cenwalh fought against Welsh [= Britons] at Penselwood, and drove them in flight as far as [the river] Parrett [in Somerset]; this was fought after he came from East Anglia. He was there 3 years in exile. Penda had driven him out, and taken his kingdom, because he abandoned his [= Penda’s] sister.)
  • 682: This year also, Centwine chased the Britons into the sea.
A twelfth-century painting of St Oswald, killed at Maserfield, in Durham Cathedral.

8th Century

  • 710: (… and in the same year ealdorman Beorhtfrith fought against Picts between [the rivers] Avon and Carron [which flow into the River Forth from the south about 20 miles west of Edinburgh ], and Ine and his relative Nunna fought against Geraint king of Welsh … [This second battle may have been the Battle of Llongborth.] ) …
  • 722: According to the Annales Cambriae, 722 saw “the battle of Hehil among the Cornish, the battle of Garth Maelog, [and] the battle of Pencon among the south Britons, and the Britons were the victors in those three battles.”
  • Before 730: Northumbria annexed the kingdom of Rheged.
  • 760: A battle between the Britons and the Saxons, the Battle of Hereford, in which Dyfnwal son of Tewdwr dies.
  • 778: The devastation of the South Britons by Offa.
  • 779: “Cynewulf and Offa fought at Bensington, and Offa took the town.”
  • 784: The devastation of Britain by Offa in the summer
  • 794: (796 [corrected from 794]: In this year pope Hadrian and king Offa die.) (797: Offa king of the Mercians and Maredudd king of the Demetians die, and the battle of Rhuddlan.)
  • 798: Caradog king of Gwynedd is killed by the Saxons.
King Offa of Mercia Penny.

9th Century

  • 813: (815 [corrected from 813]: … and in this year king Ecgbryht raided in Cornwall from east to west.)
  • 816: … Saxons invaded the mountains of Eryri and the kingdom of Rhufoniog.
  • 818: Cenwulf devastated the Dyfed region.
  • 822: The fortress of Degannwy is destroyed by the Saxons and they took the kingdom of Powys into their own control.
  • 823: (825 [corrected from 823]: Here was a fight of Welsh/Britons [against] men of Devon at Gafulford …)
  • 835:  (838 [corrected from 835]: Here a great ship-army [of Vikings] came to Cornwall and they [= the Cornish] joined them, and were fighting against Ecgbryht king of the West Saxons. Then he heard and with an army fought against them at Hengestdun and there put to flight both the Cornish and the Danes.)
  • 877: Rhodri Mawr, a Welsh opponent of the Vikings, and his son Gwriad were killed by Mercian forces, even though Mercia was almost completely under the control of the Vikings at the time.
  • 878: Alfred the Great defeated the remnants of the Great Heathen Army at The Battle of Edington.
  • 893:A combined force containing men from Mercia, Wessex and Wales besieged the Vikings at Buttington for several weeks, starving them out until finally the Vikings had to emerge and they were defeated there by the English and the Welsh: the surviving Vikings fled back to Essex.
The Great Heathen Army approaches English shores aboard a Viking Long-ship.

10th Century

  • 927: Athelstan evicted the Cornish from Exeter and refortified the city.
  • 936: King Athelstan set the boundary between England and Cornwall at the River Tamar.
  • 946: … And Strathclyde was laid waste by the Saxons.

11th Century

  • 1016: Battle of Assandun, fought in Essex on 18 October between the armies of Edmund Ironside (King of England) and Canute (King of Denmark).
  • 1059: Macht, son of Harold, came to Wales with a great army in his train; and the Prince Gruffudd, and Macht, with combined forces, proceeded against the Saxons, and devastated the country of England a great way towards its centre; and they returned to Wales with great spoil.
  • 1060: Caradoc, son of Rhydderch, son of lestin, hired Harold to come with an army to S.Wales. Then, conjointly with a great host of the men of Glamorgan and Gwent, they went against Grufudd. After Grufudd, son of Llywelyn, was slain, his head was cut off and taken as a present to Harold. (The ASC dates this as 1063)
  • 1063: Here Earl Harold and his brother Earl Tostig went into Wales both with land-army and ship-army, and conquered that land; and that people gave hostages and submitted to them, and afterwards went to and killed their king Gruffudd, and brought Harold his head, and he set another king for it. (Peterborough manuscript).
  • 1066: Battle of Hastings. William, Duke of Normandy, came as an intruder to the island of Britain, and a pitched battle took place between him and Harold; in which, after a severe and bloody fight, Harold was killed.
  • 1068: Some of the Saxons sought protection from the Normans in Powys then.. Afterwards, by the power of the Saxons, Bleddyn, son of Cynvyn, reigned sole king of Gwynedd and Powys; and Meredydd, son of Owain, son of Edwin, by the power of the Saxons became prince of South Wales.
William I King of England.

References

  • Anglo-Saxon Chronicle. Commissioned in the reign of Alfred the Great
  • Asser (2004). Keyne Lapidge tr, ed. Alfred the Great. Penguin Classic. ISBN 978-0-14-044409-4.
  • Bede (1990). Sherley-Price, Leo; Farmer, D.H., eds. Bede:Ecclesiastical History of the English People. London: Penguin. ISBN 0-14-044565-X.
  • Bede. :Ecclesiastical History of the English People. (1903). Translation based on L.C. Jane
  • Berresford Ellis, Peter (1985). The Celtic Revolution: Study in Anti-imperialism . Wales: Y Lolfa. ISBN 0-86243-096-8.
  • Campbell, J. (1982). J. Campbell, ed. The Anglo- Saxons. London: Penguin. ISBN 0-14-014395-5.
  • Morgan,, Kathleen; Smith, Brian S (1972). Elrington, C R; Herbert, N M; Pugh, R B, eds. “Fretherne and Saul: Introduction”. A History of the County of Gloucester: Volume 10: Westbury and Whitstone Hundreds. Institute of Historical Research. Retrieved 18 March 2010.
  • Esmonde Cleary, A. S. (1991). The ending of Roman Britain. London: Routledge. ISBN 0-415-23898-6.
  • Gildas. The Ruin of Britain. (1848). Translation based on Thomas Habington & J. A. Giles
  • Gransden, Antonia (1974). Historical Writing in England c 550 – c1307. London: Routledge. ISBN 0-203-44203-2.
  • Huntingdon, Henry of (1996). Greenway, Diana E., ed. Historia Anglorum: the history of the English. Oxford: OUP. ISBN 0-19-822224-6.
  • Jones, Michael E. (1998). The End of Roman Britain. Ithaca, NY: Cornell University Press. ISBN 978-0-8014-8530-5.
  • Lobel, Mary D., ed. (1959). “Parishes: Stoke Lyne”. A History of the County of Oxford: Volume 6. Institute of Historical Research. Retrieved 18 March 2010.
  • Morris, John (1985) [1965]. “Dark Age Dates”. In Michael Jarrett and Brian Dobson. Britain and Rome.
  • Payton, Philip (1982). Cornwall: A History. Cornwall Editions Limited. ISBN 1-904880-05-3.
  • Snyder, Christopher A. (2003). The Britons. Oxford: Blackwell. ISBN 978-0-631-22260-6.
  • Stenton, F.M. (1971). Anglo-Saxon England 3rd edition. Oxford: OUP. ISBN 978-0-19-280139-5.
  • Walker, Ian (2000). Mercia and the Making of England. Stroud: Sutton. ISBN 0-7509-2131-5.
  • Welch, M.G. (1992). Anglo-Saxon England. English Heritage. ISBN 0-7134-6566-2.
  • Wood, Michael (1985). The Domesday Quest. London: BBC. ISBN 0-15-352274-7.
  • Wood, Michael (2005). In Search of the Dark Ages. London: BBC. ISBN 978-0-563-52276-8.

 

 

The Frankish Empire

Expansion of the Frankish Empire AD 768-811

The Franks (Latin: Franci or gens Francorum) were a collection of Germanic peoples that originated in the lands between the Lower and Middle Rhine in the 3rd century AD and eventually formed a large empire dominating much of western and central Europe during the Middle Ages.

During ancient times some Franks raided Roman territory, while other Frankish tribes joined the Roman troops of Gaul. The Salian Franks lived on Roman-held soil between the Rhine, Scheldt, Meuse, and Somme rivers in what is now Northern France, Belgium and the central and southern part of the Netherlands. The kingdom was acknowledged by the Romans after 357 AD.

They became a powerful ally of Rome, providing many imperial generals, and integrated remarkably well into Roman society, speaking Latin fluently, obtaining Roman citizenship, and being often promoted by the emperors to consular ranks (including senators) for their competence.

Following the collapse of Rome in the West, the Frankish tribes were united under the Merovingians, who succeeded in conquering most of Gaul in the 6th century, which greatly increased their power. The Merovingian dynasty, descendants of the Salians, founded one of the French monarchies that would absorb large parts of the Western Roman Empire. The Frankish state consolidated its hold over the majority of western Europe by the end of the 8th century, developing into the Carolingian Empire.

With the coronation of their ruler Charlemagne as Holy Roman Emperor by Pope Leo III in 800 AD, he and his successors were recognised as legitimate successors to the emperors of the Western Roman Empire. As such, the Carolingian Empire gradually came to be seen in the West as a continuation of the ancient Roman Empire. This empire would give rise to several successor states, including France, the Holy Roman Empire and Burgundy, though the Frankish identity remained most closely identified with France.

After the death of Charlemagne, his only adult surviving son became Emperor and King Louis the Pious. Following Louis the Pious’s death however, accordingly with Frankish culture and law that demanded equality among all living male adult heirs, the Frankish Empire was now split between Louis’ three sons.

This led to the creation of independent Kingdoms, which would later become known as the Kingdom of France, the Holy Roman Empire (itself evolving eventually into the German States, and then Germany), the Low Countries (which would later break-up into the Kingdom of Belgium, Kingdom of the Netherlands, and Luxembourg), Switzerland, and the northern Italian city-states that would later become part of the Kingdom of Italy.

In the Middle Ages, the term Frank was used in the east as a synonym for western European, as the Franks were then rulers of most of Western Europe.

Frankish arms and Grave Goods from the Merovingian Period.

The name Franci was originally socio-political. To the Romans, Celts, and Suebi, the Franks must have seemed alike: they looked the same and spoke the same language, so that Franci became the name by which the people were known. Within a few centuries it had eclipsed the names of the original tribes, though the older names have survived in some place-names, such as Hesse, which originates from the Chatti tribe.

Following the precedents of Edward Gibbon and Jacob Grimm, the name of the Franks has been linked with the word frank in English. It has been suggested that the meaning of “free” was adopted because, after the conquest of Gaul, only Franks were free of taxation. It is traditionally assumed that Frank comes from the Germanic word for “javelin” (such as in Old English franca or Old Norse frakka). There is also another theory that suggests that Frank comes from the Latin word francisca meaning “throwing axe”. Words in other Germanic languages meaning “fierce”, “bold” or “insolent” (German frech, Middle Dutch vrac, Old English frǣc and Old Norwegian frakkr), may also be significant.

Eumenius addressed the Franks in the matter of the execution of Frankish prisoners in the circus at Trier by Constantine I in 306 and certain other measures: Ubi nunc est illa ferocia? Ubi semper infida mobilitas? (“Where now is that ferocity of yours? Where is that ever untrustworthy fickleness?”). Feroces was used often to describe the Franks.

Contemporary definitions of Frankish ethnicity vary both by period and point of view. A formulary written by Marculf about 700 AD described a continuation of national identities within a mixed population when it stated that “all the peoples who dwell [in the official’s province], Franks, Romans, Burgundians and those of other nations, live … according to their law and their custom.” Writing in 2009, Professor Christopher Wickham pointed out that “the word ‘Frankish’ quickly ceased to have an exclusive ethnic connotation. North of the River Loire everyone seems to have been considered a Frank by the mid-7th century at the latest; Romani were essentially the inhabitants of Aquitaine after that”.

The Franks AD 400-600

Two early sources that describe the origin of the Franks are a 7th-century work known as the Chronicle of Fredegar and the anonymous Liber Historiae Francorum, written a century later.

The author of the Chronicle of Fredegar claimed that the Franks came originally from Troy and quoted the works of Vergil and Hieronymous, and the Franks are mentioned in those works, by Hieronymous. The chronicle describes Priam as a Frankish king whose people migrated to Macedonia after the fall of Troy. In Macedonia, the Franks then divided. The European Franks reached Francia under King Francio, just as Romulus went to Rome. Another branch, under King Turchot, became the Turks. Fredegar stated that Theudemer, named king of the Franks by Gregory, was descended from Priam, Friga and Francio.

Another work, the Gesta, described how 12,000 Trojans, led by Priam and Antenor, sailed from Troy to the River Don in Russia and on to Pannonia, which is on the River Danube, settling near the Sea of Azov. There they founded a city called Sicambria. The Trojans joined the Roman army in accomplishing the task of driving their enemies into the marshes of Mæotis, for which they received the name of Franks (meaning “savage”).

A decade later the Romans killed Priam and drove away Marcomer and Sunno, the sons of Priam and Antenor, and the other Franks.

The major primary sources on the early Franks include the Panegyrici Latini, Ammianus Marcellinus, Claudian, Zosimus, Sidonius Apollinaris and Gregory of Tours. The Franks are first mentioned in the Augustan History, a collection of biographies of the Roman emperors. The Life of Aurelian, which was possibly written by Vopiscus, mentions that in 328, Frankish raiders (possibly Ripuarians) were captured by the 6th Legion stationed at Mainz. As a result of this incident, 700 Franks were killed and 300 were sold into slavery. Frankish incursions over the Rhine became so frequent that the Romans began to settle the Franks on their borders in order to control them. In 288 the emperor Maximian defeated the Salian Franks, Chamavi, Frisians and other Germans living along the Rhine and moved them to Germania inferior to provide manpower and prevent the settlement of other Germanic tribes.

In 292 Constantius, the father of Constantine I defeated the Franks who had settled at the mouth of the Rhine. These were moved to the nearby region of Toxandria. Eumenius mentions Constantius as having “killed, expelled, captured [and] kidnapped” the Franks who had settled there and others who had crossed the Rhine, using the term nationes Franciae for the first time.

Detail of the Tabula Peutingeriana, showing Francia at the top.

The Salians, who eventually became the Merovingians, were first mentioned by Ammianus Marcellinus, who described Julian‘s defeat of “the first Franks of all, those whom custom has called the Salians,” in 358. He promoted them to the status of fœderati within the Empire. The 5th century Notitia Dignitatum lists their soldiers as Salii. Jordanes, in Getica mentions the Riparii as auxiliaries of Flavius Aetius during the Battle of Châlons in 451: “Hi enim affuerunt auxiliares: Franci, Sarmatae, Armoriciani, Liticiani, Burgundiones, Saxones, Riparii, Olibriones …”  The Riparii may not have been the Ripuarian Franks, as they do not appear for certain under that name until their final subjugation by Clovis I.

The Franks are mentioned in the Tabula Peutingeriana, an atlas of Roman roads. It is a 13th-century copy of a 4th or 5th century document that reflects information from the 3rd century. The Romans knew the shape of Europe, but their knowledge is not evident from the map, which was only a practical guide to the roads to be followed from point to point.

In the middle Rhine region of the map, the word Francia is close to a misspelling of Bructeri. Beyond Mainz is Suevia, the country of the Suebi, and beyond that is Alamannia, the country of the Alamanni. Four tribes at the mouth of the Rhine are depicted: the Chauci, the Amsivarii (‘Ems dwellers’), the Cherusci and the Chamavi, followed by qui et Pranci (‘who are also Franks’). The Tabula was probably based on the Orbis Pictus, a map of twenty years’ labour commissioned by Augustus and then kept by the Roman’s treasury department for the assessment of taxes. It did not survive as such. Information about the imperial divisions of Gaul probably derives from it.

Claudius Ptolemy‘s two maps of Germany portrayed Germania Inferior on the left bank of the Rhine, which was populated by Germanics, including those who had occupied the region before the Romans, and Magna Germania on the other side of the river, which acted as the Roman frontier. Tensions between the Empire and the Franks existed because of this artificial division: the Franks saw no reason why they should be kept from settling on either side of the river and eventually they convinced the Emperors to allow this to happen.

The topography of the mouth of the Rhine was even more troubling: the Rhine divided far inland into a fan of outlets, in which there was a significant settlement area, the island of Batavia. The Romans diverted the Rhine into the Yssel through a canal, which emptied into an inland lagoon. After the construction of the canal, Batavia was left under Roman jurisdiction, although it was settled by Germanics.

Ptolemy’s maps reflect generally the same tribal names as the Tabula Peutingeriana, except that the Tabula does not mention the Sicambri. This difference suggests that, in the few decades between the Ptolemaic map and the Tabula, the Sicambri were absorbed by the Franks.

Ripuarians

Approximate location of the original Frankish tribes in the 3rd century.

According to the ancient writers, the Franks emerged at the first half of the 3rd century from a number of earlier, smaller Germanic groups: the Sicambri, Chamavi, Bructeri, Chatti, Chattuarii, Ampsivarii, Tencteri and the Ubii, who inhabited the Rhine valley from the Yssel (which flows from the Rhine) between Lacus Flevo, (later the Zuiderzee now the IJsselmeer) and Mainz.

The Romans held Lacus Flevo and all the marsh and riverland to the south. The Frankish confederation probably began to coalesce in the 210s, north of the Roman province called Germania Inferior which had been settled earlier by Celticised Germanic immigrants, known to Julius Caesar as the Belgae (among them, the notable Tungri). Along the Rhine itself were a number of cities constituting the interface between Roman and Germanic civilisation. Germanics who settled south of the Rhine without Roman authority were punished.

Franks interested in reoccupying the Roman-controlled left bank of the Rhine marauded these Romans to the south by land and sea using the tactics of forced marches and surprise attacks. During the 3rd century, the Franks attempted to appropriate Batavia to the south of Lacus Flevo. This time the Romans allowed them to stay, settling them in Toxandria (near modern Antwerp), where they became an independent maritime power known as the Salians, or “maritime people”.

Other Franks, from Mainz to Duisburg, raided across the Rhine and at some point acquired the name Ripuarians, or “river people”. Both groups remained politically distinct until Clovis, a Salian and a member of the Merovingian dynasty, unified Francia.

Salians

The Franks were described in Roman texts both as allies (laeti) and enemies (dediticii). About the year 260 one group of Franks penetrated as far as Tarragona in present-day Spain, where they plagued the region for about a decade before they were subdued and expelled by the Romans. In 287 or 288, the Roman Caesar Maximian forced the Salian leader Genobaud and his people to surrender without a fight. Maximian then forced the Salians in Toxandria (the present Low Countries) to accept imperial authority, but was not able to follow on this success by reconquering Britain.

Some decades later, the Salian Franks controlled the River Scheldt and were disrupting transport links to Britain in the English Channel. Although Roman forces managed to pacifiy them, they failed to expel the Franks, who continued to be feared as pirates at least until 358, when, according to the Roman historian Ammianus Marcellinus, Julian the Apostate allowed the Franks to settle as foederati in Toxandria. By the end of the 5th century, the Salian Franks had largely moved to a territory (what is now the Netherlands south of the Rhine, Belgium, and northern France), where they formed a kingdom that eventually gave rise to the Merovingian dynasty.

Merovingian kingdom (481–751)

Numerous small Frankish kingdoms existed during the 5th century around Cologne, Tournai, Le Mans, Cambrai and elsewhere. The kingdom of Tournai eventually came to dominate its neighbours, probably because of its association with Aegidius, the magister militum of northern Gaul. A Frankish king, Childeric I, fought with Aegidius in 463: historians have assumed that Childeric and his son Clovis I were both commanders of the Roman military in the Province of Belgica Secunda and were subordinate to the magister militum.

The Seal Ring of Childeric I.

Clovis later turned against the Roman commanders, defeated Syagrius in 486 or 487 and then had the Frankish king Chararic imprisoned and executed. A few years later, he killed Ragnachar, the Frankish king of Cambrai, and his brothers. By the 490s, he had conquered all the Frankish kingdoms to the west of the River Maas except for the Ripuarian Franks and was in a position to make the city of Paris his capital. He became the first king of all Franks in 509, after he had conquered Cologne. After conquering the Kingdom of Soissons and expelling the Visigoths from southern Gaul at the Battle of Vouillé, he established Frankish hegemony over most of Gaul, excluding Burgundy, Provence and Brittany, which were eventually absorbed by his successors.

Clovis I divided his realm between his four sons, who united to defeat Burgundy in 534. Internecine feuding occurred during the reigns of the brothers Sigebert I and Chilperic I, which was largely fuelled by the rivalry of their queens, Brunhilda and Fredegunda, and which continued during the reigns of their sons and their grandsons. Three distinct subkingdoms emerged: Austrasia, Neustria and Burgundy, each of which developed independently and sought to exert influence over the others. The influence of the Arnulfing clan of Austrasia ensured that the centre of political gravity in the kingdom gradually shifted eastwards to the Rhineland.

The Frankish realm was reunited in 613 by Chlothar II, the son of Chilperic, who granted his nobles the Edict of Paris in an effort to reduce corruption and reassert his authority. Following the military successes of his son and successor Dagobert I, royal authority rapidly declined under a series of kings, traditionally known as les rois fainéants. After the Battle of Tertry in 687, each mayor of the palace, who had formerly been the king’s chief household official, effectively held power until in 751, with the approval of the Pope and the nobility, Pepin the Short deposed the last Merovingian king Childeric III and had himself crowned. This inaugurated a new dynasty, the Carolingians.

Carolingian empire (751–843)

The Frankish Kingdoms.

The unification achieved by the Merovingians ensured the continuation of what has become known as the Carolingian Renaissance. The Carolingian Empire was beset by internecine warfare, but the combination of Frankish rule and Roman Christianity ensured that it was fundamentally united. Frankish government and culture depended very much upon each ruler and his aims and so each region of the empire developed differently. Although a ruler’s aims depended upon the political alliances of his family, the leading families of Francia shared the same basic beliefs and ideas of government, which had both Roman and Germanic roots.

The sons of Louis the Pious fought a civil war after Louis’ death, which ended when the Frankish lands were divided between them. Charles the Bald was given West Francia, which would later become France, Louis the German received the eastern lands, which would later become Germany and Lothair I was given Middle Francia, which consisted of Lotharingia, Provence and Northern Italy. Middle Francia was not united, and by the next generation it had disintegrated into smaller lordships, which West Francia and East Francia fought for control over.

Military

Participation in the Roman army

Germanic peoples, including those tribes in the Rhine delta that later became the Franks, are known to have served in the Roman army since the days of Julius Caesar. After the Roman administration collapsed in Gaul in the 260s, the armies under the Germanic Batavian Postumus revolted and proclaimed him emperor and then restored order. From then on, Germanic soldiers in the Roman army, most notably Franks, were promoted from the ranks.

A few decades later, the Menapian Carausius created a Batavian–British rump state on Roman soil that was supported by Frankish soldiers and raiders. Frankish soldiers such as Magnentius, Silvanus and Arbitio held command positions in the Roman army during the mid 4th century. From the narrative of Ammianus Marcellinus it is evident that both Frankish and Alamannic tribal armies were organised along Roman lines.

After the invasion of Chlodio, the Roman armies at the Rhine border became a Frankish “franchise” and Franks were known to levy Roman-like troops that were supported by a Roman-like armour and weapons industry. This lasted at least till the days of the scholar Procopius (c. AD 500 – c. AD 565), more than a century after the demise of the Western Roman Empire, who wrote describing the former Rhine army as still in operation with legions of the style of their forefathers during Roman times.

The Franks under the Merovingians melded Germanic custom with Romanised organisation and several important tactical innovations. Before their conquest of Gaul, the Franks fought primarily as a tribe, unless they were part of a Roman military unit fighting in conjunction with other imperial units.

Military practices of the early Franks

The primary sources for Frankish military custom and armament are Ammianus Marcellinus, Agathias and Procopius, the latter two Eastern Roman historians writing about Frankish intervention in the Gothic War.

Writing of 539, Procopius says:

At this time the Franks, hearing that both the Goths and Romans had suffered severely by the war … forgetting for the moment their oaths and treaties … (for this nation in matters of trust is the most treacherous in the world), they straightway gathered to the number of one hundred thousand under the leadership of Theudebert I and marched into Italy: they had a small body of cavalry about their leader, and these were the only ones armed with spears, while all the rest were foot soldiers having neither bows nor spears, but each man carried a sword and shield and one axe. Now the iron head of this weapon was thick and exceedingly sharp on both sides, while the wooden handle was very short. And they are accustomed always to throw these axes at a signal in the first charge and thus to shatter the shields of the enemy and kill the men.

His contemporary, Agathias, who based his own writings upon the tropes laid down by Procopius, says:

The military equipment of this people [the Franks] is very simple … They do not know the use of the coat of mail or greaves and the majority leave the head uncovered, only a few wear the helmet. They have their chests bare and backs naked to the loins, they cover their thighs with either leather or linen. They do not serve on horseback except in very rare cases. Fighting on foot is both habitual and a national custom and they are proficient in this. At the hip they wear a sword and on the left side their shield is attached. They have neither bows nor slings, no missile weapons except the double edged axe and the angon which they use most often. The angons are spears which are neither very short nor very long. They can be used, if necessary, for throwing like a javelin, and also in hand to hand combat.

While the above quotations have been used as a statement of the military practices of the Frankish nation in the 6th century and have even been extrapolated to the entire period preceding Charles Martel‘s reforms (early mid-8th century), post-Second World War historiography has emphasised the inherited Roman characteristics of the Frankish military from the date of the beginning of the conquest of Gaul.

The Byzantine authors present several contradictions and difficulties. Procopius denies the Franks the use of the spear while Agathias makes it one of their primary weapons. They agree that the Franks were primarily infantrymen, threw axes and carried a sword and shield. Both writers also contradict the authority of Gallic authors of the same general time period (Sidonius Apollinaris and Gregory of Tours) and the archaeological evidence.

The Lex Ribuaria, the early 7th century legal code of the Rhineland or Ripuarian Franks, specifies the values of various goods when paying a wergild in kind; whereas a spear and shield were worth only two solidi, a sword and scabbard were valued at seven, a helmet at six, and a “metal tunic” at twelve. Scramasaxes and arrowheads are numerous in Frankish graves even though the Byzantine historians do not assign them to the Franks.

The frontispiece of Gregory’s Historia Francorum.

The evidence of Gregory and of the Lex Salica implies that the early Franks were a cavalry people. In fact, some modern historians have hypothesised that the Franks possessed so numerous a body of horses that they could use them to plough fields and thus were agriculturally technologically advanced over their neighbours. The Lex Ribuaria specifies that a mare’s value was the same as that of an ox or of a shield and spear, two solidi and a stallion seven or the same as a sword and scabbard, which suggests that horses were relatively common. Perhaps the Byzantine writers considered the Frankish horse to be insignificant relative to the Greek cavalry, which is probably accurate.

Merovingian military

Composition and development

The Frankish military establishment incorporated many of the pre-existing Roman institutions in Gaul, especially during and after the conquests of Clovis I in the late 5th and early 6th centuries. Frankish military strategy revolved around the holding and taking of fortified centres (castra) and in general these centres were held by garrisons of milities or laeti, who were former Roman mercenaries of Germanic origin. Throughout Gaul, the descendants of Roman soldiers continued to wear their uniforms and perform their ceremonial duties.

Merovingian Cavalry Nobleman V-VII Century.

Immediately beneath the Frankish king in the military hierarchy were the leudes, his sworn followers, who were generally ‘old soldiers’ in service away from court. Some historians have gone to the length of relating their oath-making to the later development of feudalism. The king had an elite bodyguard called the truste. Members of the truste often served in centannae, garrison settlements that were established for military and police purposes. The day-to-day bodyguard of the king was made up of antrustiones (senior soldiers who were aristocrats in military service) and pueri (junior soldiers and not aristocrats). All high-ranking men had pueri.

The Frankish military was not composed solely of Franks and Gallo-Romans, but also contained Saxons, Alans, Taifals and Alemanni. After the conquest of Burgundy (534), the well-organised military institutions of that kingdom were integrated into the Frankish realm. Chief among these was the standing army under the command of the Patrician of Burgundy.

In the late 6th century, during the wars instigated by Fredegund and Brunhilda, the Merovingian monarchs introduced a new element into their militaries: the local levy. A levy consisted of all the able-bodied men of a district who were required to report for military service when called upon, similar to conscription. The local levy applied only to a city and its environs. Initially only in certain cities in western Gaul, in Neustria and Aquitaine, did the kings possess the right or power to call up the levy. The commanders of the local levies were always different from the commanders of the urban garrisons. Often the former were commanded by the counts of the districts. A much rarer occurrence was the general levy, which applied to the entire kingdom and included peasants (pauperes and inferiores). General levies could also be made within the still-pagan trans-Rhenish stem duchies on the orders of a monarch. The Saxons, Alemanni and Thuringii all had the institution of the levy and the Frankish monarchs could depend upon their levies until the mid-7th century, when the stem dukes began to sever their ties to the monarchy. Radulf of Thuringia called up the levy for a war against Sigebert III in 640.

Soon the local levy spread to Austrasia and the less Romanised regions of Gaul. On an intermediate level, the kings began calling up territorial levies from the regions of Austrasia (which did not have major cities of Roman origin). However, all the forms of the levy gradually disappeared in the course of the 7th century after the reign of Dagobert I. Under the so-called rois fainéants, the levies disappeared by mid-century in Austrasia and later in Burgundy and Neustria. Only in Aquitaine, which was fast becoming independent of the central Frankish monarchy, did complex military institutions persist into the 8th century. In the final half of the 7th century and first half of the 8th in Merovingian Gaul, the chief military actors became the lay and ecclesiastical magnates with their bands of armed followers called retainers. The other aspects of the Merovingian military, mostly Roman in origin or innovations of powerful kings, disappeared from the scene by the 8th century.

Strategy, tactics and equipment

Merovingian armies used coats of mail, helmets, shields, lances, swords, bows and arrows and war horses. The armament of private armies resembled those of the Gallo-Roman potentiatores of the late Empire. A strong element of Alanic cavalry settled in Armorica influenced the fighting style of the Bretons down into the 12th century. Local urban levies could be reasonably well-armed and even mounted, but the more general levies were composed of pauperes and inferiores, who were mostly farmers by trade and carried ineffective weapons, such as farming implements. The peoples east of the Rhine – Franks, Saxons and even Wends – who were sometimes called upon to serve, wore rudimentary armour and carried weapons such as spears and axes. Few of these men were mounted.

Arms and Armour of a Carolingian Horseman 8-9th Centuries.

Merovingian society had a militarised nature. The Franks called annual meetings every Marchfeld (1 March), when the king and his nobles assembled in large open fields and determined their targets for the next campaigning season. The meetings were a show of strength on behalf of the monarch and a way for him to retain loyalty among his troops. In their civil wars, the Merovingian kings concentrated on the holding of fortified places and the use of siege engines. In wars waged against external foes, the objective was typically the acquisition of booty or the enforcement of tribute. Only in the lands beyond the Rhine did the Merovingians seek to extend political control over their neighbours.

Tactically, the Merovingians borrowed heavily from the Romans, especially regarding siege warfare. Their battle tactics were highly flexible and were designed to meet the specific circumstances of a battle. The tactic of subterfuge was employed endlessly. Cavalry formed a large segment of an army, but troops readily dismounted to fight on foot. The Merovingians were capable of raising naval forces: the naval campaign waged against the Danes by Theuderic I in 515 involved ocean-worthy ships and rivercraft were used on the Loire, Rhône and Rhine.

Culture

Language

In a modern linguistic context, the language of the early Franks is variously called “Old Frankish” or “Old Franconian” and refers to the West Germanic dialects of the Franks prior to the advent of the Second Germanic consonant shift, which took place between 600 and 700 CE. After this consonant shift the Frankish dialect diverges, with the dialects which would become modern Dutch not undergoing the consonantal shift, while all others did so to varying degrees and thereby became part of the larger German dialectal domain.

The Frankish language has not been directly attested, apart from a minute amount of runic inscriptions found within contemporary Frankish territory such as the Bergakker inscription. The distinction between Old Dutch and Old Frankish is largely negligible, with Old Dutch (also called Old Low Franconian) being the term used to differentiate between the affected and non-affected variants following the aforementioned Second Germanic consonant shift.

A significant amount of Old Frankish vocabulary has been reconstructed by examining early Germanic loanwords found in Old French as well as through comparative reconstruction through Dutch. The influence of Old Frankish on contemporary Gallo-Roman vocabulary and phonology, have long been questions of scholarly debate. Frankish influence is thought to include the designations of the four cardinal directions: nord “north”, sud “south”, est “east” and ouest “west” and at least an additional 1000 stem words.

Art and architecture

The pinnacle of Carolingian architecture: the palatine chapel at Aachen, Germany.

Early Frankish art and architecture belongs to a phase known as Migration Period art, which has left very few remains. The later period is called Carolingian art, or, especially in architecture, pre-Romanesque. Very little Merovingian architecture has been preserved. The earliest churches seem to have been timber-built, with larger examples being of a basilica type. The most completely surviving example, a baptistery in Poitiers, is a building with three apses of a Gallo-Roman style. A number of small baptistries can be seen in Southern France: as these fell out of fashion, they were not updated and have subsequently survived as they were.

Jewelery (such as brooches), weapons (including swords with decorative hilts) and clothing (such as capes and sandals) have been found in a number of grave sites. The grave of Queen Aregund, discovered in 1959, and the Treasure of Gourdon, which was deposited soon after 524, are notable examples. The few Merovingian illuminated manuscripts that have survived, such as the Gelasian Sacramentary, contain a great deal of zoomorphic representations. Such Frankish objects show a greater use of the style and motifs of Late Antiquity and a lesser degree of skill and sophistication in design and manufacture than comparable works from the British Isles. So little has survived, however, that the best quality of work from this period may not be represented.

The objects produced by the main centres of the Carolingian Renaissance, which represent a transformation from that of the earlier period, have survived in far greater quantity. The arts were lavishly funded and encouraged by Charlemagne, using imported artists where necessary, and Carolingian developments were decisive for the future course of Western art. Carolingian illuminated manuscripts and ivory plaques, which have survived in reasonable numbers, approached those of Constantinople in quality. The main surviving monument of Carolingian architecture is the Palatine Chapel in Aachen, which is an impressive and confident adaptation of San Vitale, Ravenna — from where some of the pillars were brought. Many other important buildings existed, such as the monasteries of Centula or St Gall, or the old Cologne Cathedral, since rebuilt. These large structures and complexes made frequent use of towers.

Religion

A sizeable portion of the Frankish aristocracy quickly followed Clovis in converting to Christianity (the Frankish church of the Merovingians). The conversion of all under Frankish rule required a considerable amount of time and effort.

Paganism

Drawing of golden bees or flies that was discovered in the tomb of Childeric I.

Echoes of Frankish paganism can be found in the primary sources, but their meaning is not always clear. Interpretations by modern scholars differ greatly, but it is likely that Frankish paganism shared most of the characteristics of other varieties of Germanic paganism. The mythology of the Franks was probably a form of Germanic polytheism. It was highly ritualistic. Many daily activities centred around the multiple deities, chiefest of which may have been the Quinotaur, a water-god from whom the Merovingians were reputed to have derived their ancestry. Most of their gods were linked with local cult centres and their sacred character and power were associated with specific regions, outside of which they were neither worshipped nor feared. Most of the gods were “worldly”, possessing form and having connections with specific objects, in contrast to the God of Christianity.

Frankish paganism has been observed in the burial site of Childeric I, where the king’s body was found covered in a cloth decorated with numerous bees. There is a likely connection with the bees to the traditional Frankish weapon, the angon (meaning “sting”), from its distinctive spearhead. It is possible that the fleur-de-lis is derived from the angon.

Christianity

Baptism of Clovis by Paul Dubois, 1896, at the side of the Abbey of Saint- Remi, in Reims.

Some Franks, like the 4th century usurper Silvanus, converted early to Christianity. In 496, Clovis I, who had married a Burgundian Catholic named Clotilda in 493, was baptised by Saint Remi after a decisive victory over the Alemanni at the Battle of Tolbiac. According to Gregory of Tours, over three thousand of his soldiers were baptised with him. Clovis’ conversion had a profound effect on the course of European history, for at the time the Franks were the only major Christianised Germanic tribe without a predominantly Arian aristocracy and this led to a naturally amicable relationship between the Catholic Church and the increasingly powerful Franks.

Though many of the Frankish aristocracy quickly followed Clovis in converting to Christianity, the conversion of all his subjects was only achieved after considerable effort and, in some regions, a period of over two centuries. The Chronicle of St. Denis relates that, following Clovis’ conversion, a number of pagans who were unhappy with this turn of events rallied around Ragnachar, who had played an important role in Clovis’ initial rise to power. Though the text remains unclear as to the precise pretext, Clovis had Ragnachar executed. Remaining pockets of resistance were overcome region by region, primarily due to the work of an expanding network of monasteries.

 

Gelasian Sacramentary, c. 750.

The Merovingian Church was shaped by both internal and external forces. It had to come to terms with an established Gallo-Roman hierarchy that resisted changes to its culture, Christianise pagan sensibilities and suppress their expression, provide a new theological basis for Merovingian forms of kingship deeply rooted in pagan Germanic tradition and accommodate Irish and Anglo-Saxon missionary activities and papal requirements. The Carolingian reformation of monasticism and church-state relations was the culmination of the Frankish Church.

The increasingly wealthy Merovingian elite endowed many monasteries, including that of the Irish missionary Columbanus. The 5th, 6th and 7th centuries saw two major waves of hermitism in the Frankish world, which led to legislation requiring that all monks and hermits follow the Rule of St Benedict. The Church sometimes had an uneasy relationship with the Merovingian kings, whose claim to rule depended on a mystique of royal descent and who tended to revert to the polygamy of their pagan ancestors. Rome encouraged the Franks to slowly replace the Gallican Rite with the Roman rite. When the mayors took over, the Church was supportive and an Emperor crowned by the Pope was much more to their liking.

Laws

As with other Germanic peoples, the laws of the Franks were memorised by “rachimburgs”, who were analogous to the lawspeakers of Scandinavia. By the 6th century, when these laws first appeared in written form, two basic legal subdivisions existed: Salian Franks were subject to Salic law and Ripuarian Franks to Ripuarian law. Gallo-Romans south of the River Loire and clergy remained subject to traditional Roman law. Germanic law was overwhelmingly concerned with the protection of individuals and less concerned with protecting the interests of the state. According to Michel Rouche, “Frankish judges devoted as much care to a case involving the theft of a dog as Roman judges did to cases involving the fiscal responsibility of curiales, or municipal councilors”.

Legacy

The term Frank has been used by many of the Eastern Orthodox and Muslim neighbours of medieval Latin Christendom (and beyond, such as in Asia) as a general synonym for a European from Western and Central Europe, areas that followed the Latin rites of Christianity under the authority of the Pope in Rome. Another term with similar use was Latins.

Modern historians often refer to Christians following the Latin rites in the eastern Mediterranean as Franks or Latins, regardless of their country of origin, whereas they use the words Rhomaios and Rûmi (“Roman”) for Orthodox Christians. On a number of Greek islands, Catholics are still referred to as Φράγκοι (Frangoi) or “Franks”, for instance on Syros, where they are called Φραγκοσυριανός (Frangosyrianos). The period of Crusader rule in Greek lands is known to this day as the Frangokratia (“rule of the Franks”). Latin Christians living in the Middle East (particularly in the Levant) are known as Franco-Levantines.

During the Mongol Empire in the 13-14th centuries, the Mongols used the term “Franks” to designate Europeans. The term Frangistan (“Land of the Franks”) was used by Muslims to refer to Christian Europe and was commonly used over several centuries in Iran and the Ottoman Empire.

The Chinese called the Portuguese Folangji 佛郎機 (“Franks”) in the 1520s at the Battle of Tunmen and Battle of Xicaowan. Some other varieties of Mandarin Chinese pronounced the characters as Fah-lan-ki.

The Mediterranean Lingua Franca (or “Frankish language”) was a pidgin first spoken by 11th century European Christians and Muslims in Mediterranean ports that remained in use until the 19th century.

Examples of derived words include:

  • Frangos (Φράγκος) in Greek
  • Frëng in Albanian
  • Frenk in Turkish
  • al-Faranj, Afranj and Firinjīyah in Arabic
  • Farang, Farangī in Persian, Faranji in Tajik.
  • Ferengi or Faranji in some Turkic languages
  • Feringhi or Firang in Hindi and Urdu (derived from Persian)
  • Phirangee in some other Indian languages
  • Parangiar in Tamil
  • Parangi in Malayalam; in Sinhala, the word refers specifically to Portuguese people
  • Barang in Khmer
  • Feringgi in Malay
  • Folangji or Fah-lan-ki (佛郎機) and Fulang in Chinese
  • Farang (ฝรั่ง) in Thai.
  • Pirang (“blonde”), Perangai (“temperament/al”) in Bahasa Indonesia

In the Thai usage, the word can refer to any European person. When the presence of US soldiers during the Vietnam War placed Thai people in contact with African Americans, they (and people of African ancestry in general) came to be called Farang dam (“Black Farang”, ฝรั่งดำ). Such words sometimes also connote things, plants or creatures introduced by Europeans/Franks. For example, in Khmer, môn barang, literally “French Chicken”, refers to a turkey and in Thai, Farang is the name both for Europeans and for the guava fruit, introduced by Portuguese traders over 400 years ago. In contemporary Israel, the Yiddish word פרענק (Frenk) has, by a curious etymological development, come to refer to Mizrahi Jews and carries a strong pejorative connotation.

Some linguists (among them Drs. Jan Tent and Paul Geraghty) have suggested that the Samoan and generic Polynesian term for Europeans, Palagi (pronounced Puh-LANG-ee) or Papalagi, might also be cognate, possibly a loan term gathered by early contact between Pacific islanders and Malays.

References

  • Fredegar
    • Fredegarius; John Michael Wallace-Hadrill (1981) [1960]. Fredegarii chronicorum liber quartus cum continuationibus (in Latin and English). Greenwood Press.
    • Unknown (1973). Liber Historiae Francorum. Translated by Bachrach, Bernard S. Coronado Press.
    • Woodruff, Jane Ellen; Fredegar (1987). The Historia Epitomata (third book) of the Chronicle of Fredegar: an annotated translation and historical analysis of interpolated material. Thesis (Ph.D.). University of Nebraska.

Justinian I – The Greatest Byzantine Emperor

In keeping with the theme of the Baltic Post, it is important to recognise the relationships between the Byzantine Empire, the Vikings, the Anglo-Saxons and finally the Normans. The Vikings engaged in trade with merchants throughout Europe, Asia and the Far East. The Volga and Dnieper Trade Routes were the two main trade routes that connected Northern Europe with Constantinople, Jerusalem, Baghdad, and the Caspian Sea. 

Eventually, the Vikings formed part of the Varangian Guard (Greek: Τάγμα τῶν Βαράγγων, Tágma tōn Varángōn)  which was an elite unit of the Byzantine Army, from the 10th to the 14th centuries, whose members served as personal bodyguards to the Byzantine Emperors. They are known for being primarily composed of Germanic peoples, specifically Norsemen (the Guard was formed approximately 200 years into the Viking Age) and Anglo-Saxons (after the Norman Conquest of England created an Anglo-Saxon diaspora, part of which found employment in the Varangian Guard in Constantinople).

Therefore, the Vikings, Byzantines, Saxons and Normans were intrinsically linked. Which is why it is important to explore perhaps the greatest Byzantine Emperor, Justinian I.

Justinian I (/ʌˈstɪniən/; Latin: Flavius Petrus Sabbatius Iustinianus Augustus; Greek: Φλάβιος Πέτρος Σαββάτιος Ἰουστινιανός Flávios Pétros Sabbátios Ioustinianós) (c. 482 – 14 November 565), traditionally known as Justinian the Great and also Saint Justinian the Great in the Eastern Orthodox Church, was the Byzantine (East Roman) emperor from 527 to 565. During his reign, Justinian sought to revive the empire’s greatness and reconquer the lost western half of the historical Roman Empire. Justinian’s rule constitutes a distinct epoch in the history of the Later Roman empire, and his reign is marked by the ambitious but only partly realized renovatio imperii, or “restoration of the Empire”.

Because of his restoration activities, Justinian has sometimes been called the “last Roman” in modern historiography. This ambition was expressed by the partial recovery of the territories of the defunct western Roman Empire. His general, Belisarius, swiftly conquered the Vandal kingdom in North Africa. Subsequently, Belisarius, Narses, and other generals conquered the Ostrogothic kingdom, restoring Dalmatia, Sicily, Italy, and Rome to the empire after more than half a century of rule by the Ostrogoths. The prefect Liberius reclaimed the south of the Iberian peninsula, establishing the province of Spania. These campaigns re-established Roman control over the western Mediterranean, increasing the Empire’s annual revenue by over a million solidi. During his reign Justinian also subdued the Tzani, a people on the east coast of the Black Sea that had never been under Roman rule before.

A still more resonant aspect of his legacy was the uniform rewriting of Roman law, the Corpus Juris Civilis, which is still the basis of civil law in many modern states. His reign also marked a blossoming of Byzantine culture, and his building program yielded such masterpieces as the church of Hagia Sophia. A devastating outbreak of bubonic plague in the early 540s marked the end of an age of splendour.

Emperor Justinian I.

Justinian was born in Tauresium around 482. A native speaker of Latin (possibly the last Roman emperor to be one), he came from a peasant family believed to have been of Illyro-Roman or Thraco-Roman origins. The cognomen Iustinianus, which he took later, is indicative of adoption by his uncle Justin. During his reign, he founded Justiniana Prima not far from his birthplace, which today is in South East Serbia. His mother was Vigilantia, the sister of Justin. Justin, who was in the imperial guard (the Excubitors) before he became emperor, adopted Justinian, brought him to Constantinople, and ensured the boy’s education. As a result, Justinian was well educated in jurisprudence, theology and Roman history. Justinian served for some time with the Excubitors but the details of his early career are unknown. Chronicler John Malalas, who lived during the reign of Justinian, tells of his appearance that he was short, fair skinned, curly haired, round faced and handsome. Another contemporary chronicler, Procopius, compares Justinian’s appearance to that of tyrannical Emperor Domitian, although this is probably slander.

When Emperor Anastasius died in 518, Justin was proclaimed the new emperor, with significant help from Justinian. During Justin’s reign (518–527), Justinian was the emperor’s close confidant. Justinian showed much ambition, and it has been thought that he was functioning as virtual regent long before Justin made him associate emperor on 1 April 527, although there is no conclusive evidence for this. As Justin became senile near the end of his reign, Justinian became the de facto ruler. Justinian was appointed consul in 521 and later commander of the army of the east. Upon Justin’s death on 1 August 527, Justinian became the sole sovereign.

As a ruler, Justinian showed great energy. He was known as “the emperor who never sleeps” on account of his work habits. Nevertheless, he seems to have been amiable and easy to approach. Around 525, he married his mistress, Theodora, in Constantinople. She was by profession a courtesan and some twenty years his junior. In earlier times, Justinian could not have married her because of her class, but his uncle, Emperor Justin I, had passed a law allowing intermarriage between social classes. Theodora would become very influential in the politics of the Empire, and later emperors would follow Justinian’s precedent in marrying outside the aristocratic class. The marriage caused a scandal, but Theodora would prove to be a shrewd judge of character and Justinian’s greatest supporter. Other talented individuals included Tribonian, his legal adviser; Peter the Patrician, the diplomat and longtime head of the palace bureaucracy; Justinian’s finance ministers John the Cappadocian and Peter Barsymes, who managed to collect taxes more efficiently than any before, thereby funding Justinian’s wars; and finally, his prodigiously talented generals, Belisarius and Narses.

Theodora

Justinian’s rule was not universally popular; early in his reign he nearly lost his throne during the Nika riots, and a conspiracy against the emperor’s life by dissatisfied businessmen was discovered as late as 562. Justinian was struck by the plague in the early 540s but recovered. Theodora died in 548 at a relatively young age, possibly of cancer; Justinian outlived her by nearly twenty years. Justinian, who had always had a keen interest in theological matters and actively participated in debates on Christian doctrine, became even more devoted to religion during the later years of his life. When he died on 14 November 565, he left no children, though his wife Theodora had given birth to a stillborn son several years into his reign. He was succeeded by Justin II, who was the son of his sister Vigilantia and married to Sophia, the niece of Empress Theodora. Justinian’s body was entombed in a specially built mausoleum in the Church of the Holy Apostles until it was desecrated and robbed during the pillage of the city in 1204 by the Latin States of the Fourth Crusade.

Reign:

Legislative activities

Justinian achieved lasting fame through his judicial reforms, particularly through the complete revision of all Roman law, something that had not previously been attempted. The total of Justinian’s legislature is known today as the Corpus juris civilis. It consists of the Codex Iustinianus, the Digesta or Pandectae, the Institutiones, and the Novellae.

Early in his reign, Justinian appointed the quaestor Tribonian to oversee this task. The first draft of the Codex Iustinianus, a codification of imperial constitutions from the 2nd century onward, was issued on 7 April 529. (The final version appeared in 534.) It was followed by the Digesta (or Pandectae), a compilation of older legal texts, in 533, and by the Institutiones, a textbook explaining the principles of law. The Novellae, a collection of new laws issued during Justinian’s reign, supplements the Corpus. As opposed to the rest of the corpus, the Novellae appeared in Greek, the common language of the Eastern Empire.

The Corpus forms the basis of Latin jurisprudence (including ecclesiastical Canon Law) and, for historians, provides a valuable insight into the concerns and activities of the later Roman Empire. As a collection it gathers together the many sources in which the leges (laws) and the other rules were expressed or published: proper laws, senatorial consults (senatusconsulta), imperial decrees, case law, and jurists’ opinions and interpretations (responsa prudentum). Tribonian’s code ensured the survival of Roman law. It formed the basis of later Byzantine law, as expressed in the Basilika of Basil I and Leo VI the Wise. The only western province where the Justinianic code was introduced was Italy (after the conquest by the so-called Pragmatic Sanction of 554), from where it was to pass to Western Europe in the 12th century and become the basis of much European law code. It eventually passed to Eastern Europe where it appeared in Slavic editions, and it also passed on to Russia. It remains influential to this day.

He passed laws to protect prostitutes from exploitation and women from being forced into prostitution. Rapists were treated severely. Further, by his policies: women charged with major crimes should be guarded by other women to prevent sexual abuse; if a woman was widowed, her dowry should be returned; and a husband could not take on a major debt without his wife giving her consent twice.

Nika riots

Justinian’s habit of choosing efficient, but unpopular advisers nearly cost him his throne early in his reign. In January 532, partisans of the chariot racing factions in Constantinople, normally divided among themselves, united against Justinian in a revolt that has become known as the Nika riots. They forced him to dismiss Tribonian and two of his other ministers, and then attempted to overthrow Justinian himself and replace him with the senator Hypatius, who was a nephew of the late emperor Anastasius. While the crowd was rioting in the streets, Justinian considered fleeing the capital, but eventually decided to stay, apparently on the prompting of Theodora, who refused to leave. In the next two days, he ordered the brutal suppression of the riots by his generals Belisarius and Mundus. Procopius relates that 30,000 unarmed civilians were killed in the Hippodrome. On Theodora’s insistence, and apparently against his own judgment, Justinian had Anastasius’ nephews executed.

The destruction that had taken place during the revolt provided Justinian with an opportunity to tie his name to a series of splendid new buildings, most notably the architectural innovation of the domed Hagia Sophia.

Military activities

One of the most spectacular features of Justinian’s reign was the recovery of large stretches of land around the Western Mediterranean basin that had slipped out of Imperial control in the 5th century. As a Christian Roman emperor, Justinian considered it his divine duty to restore the Roman Empire to its ancient boundaries. Although he never personally took part in military campaigns, he boasted of his successes in the prefaces to his laws and had them commemorated in art. The re-conquests were in large part carried out by his general Belisarius.

War with the Sassanid Empire, 527–532

From his uncle, Justinian inherited ongoing hostilities with the Sassanid Empire. In 530 a Persian army was defeated at Dara, but the next year saw the defeat of Roman forces under Belisarius near Callinicum. When king Kavadh I of Persia died (September 531), Justinian concluded an “Eternal Peace” (which cost him 11,000 pounds of gold) with his successor Khosrau I (532). Having thus secured his eastern frontier, Justinian turned his attention to the West, where Germanic kingdoms had been established in the territories of the former Western Roman Empire.

Conquest of North Africa, 533–534

The first of the western kingdoms Justinian attacked was that of the Vandals in North Africa. King Hilderic, who had maintained good relations with Justinian and the North African Catholic clergy, had been overthrown by his cousin Gelimer in 530. Imprisoned, the deposed king appealed to Justinian.

In 533, Belisarius sailed to Africa with a fleet of 92 dromons, escorting 500 transports carrying an army of about 15,000 men, as well as a number of barbarian troops. They landed at Caput Vada (modern Ras Kaboudia) in modern Tunisia. They defeated the Vandals, who were caught completely off guard, at Ad Decimum on 14 September 533 and Tricamarum in December; Belisarius took Carthage. King Gelimer fled to Mount Pappua in Numidia, but surrendered the next spring. He was taken to Constantinople, where he was paraded in a triumph. Sardinia and Corsica, the Balearic Islands, and the stronghold Septem Fratres near Gibraltar were recovered in the same campaign.

An African prefecture, centered in Carthage, was established in April 534, but it would teeter on the brink of collapse during the next 15 years, amidst warfare with the Moors and military mutinies. The area was not completely pacified until 548, but remained peaceful thereafter and enjoyed a measure of prosperity. The recovery of Africa cost the empire about 100,000 pounds of gold.

War in Italy, first phase, 535–540

As in Africa, dynastic struggles in Ostrogothic Italy provided an opportunity for intervention. The young king Athalaric had died on 2 October 534, and a usurper, Theodahad, had imprisoned queen Amalasuntha, Theodoric’s daughter and mother of Athalaric, on the island of Martana in Lake Bolsena, where he had her assassinated in 535. Thereupon Belisarius with 7,500 men invaded Sicily (535) and advanced into Italy, sacking Naples and capturing Rome on 9 December 536. By that time Theodahad had been deposed by the Ostrogothic army, who had elected Vitigis as their new king. He gathered a large army and besieged Rome from February 537 to March 538 without being able to retake the city.

Justinian sent another general, Narses, to Italy, but tensions between Narses and Belisarius hampered the progress of the campaign. Milan was taken, but was soon recaptured and razed by the Ostrogoths. Justinian recalled Narses in 539. By then the military situation had turned in favour of the Romans, and in 540 Belisarius reached the Ostrogothic capital Ravenna. There he was offered the title of Western Roman Emperor by the Ostrogoths at the same time that envoys of Justinian were arriving to negotiate a peace that would leave the region north of the Po River in Gothic hands. Belisarius feigned to accept the offer, entered the city in May 540, and reclaimed it for the Empire. Then, having been recalled by Justinian, Belisarius returned to Constantinople, taking the captured Vitigis and his wife Matasuntha with him.

War with the Sassanid Empire, 540–562

 

 

Modern or early modern drawing of a medallion celebrating the reconquest of Africa, c. 535

Belisarius had been recalled in the face of renewed hostilities by the Persians. Following a revolt against the Empire in Armenia in the late 530s and possibly motivated by the pleas of Ostrogothic ambassadors, King Khosrau I broke the “Eternal Peace” and invaded Roman territory in the spring of 540. He first sacked Beroea and then Antioch (allowing the garrison of 6,000 men to leave the city), besieged Daras, and then went on to attack the small but strategically significant satellite kingdom of Lazica near the Black Sea, exacting tribute from the towns he passed along his way. He forced Justinian I to pay him 5,000 pounds of gold, plus 500 pounds of gold more each year.

Belisarius arrived in the East in 541, but after some success, was again recalled to Constantinople in 542. The reasons for his withdrawal are not known, but it may have been instigated by rumours of disloyalty on behalf of the general reaching the court. The outbreak of the plague caused a lull in the fighting during the year 543. The following year Khosrau defeated a Byzantine army of 30,000 men, but unsuccessfully besieged the major city of Edessa. Both parties made little headway, and in 545 a truce was agreed upon for the southern part of the Roman-Persian frontier. After that the Lazic War in the North continued for several years, until a second truce in 557, followed by a Fifty Years’ Peace in 562. Under its terms, the Persians agreed to abandon Lazica in exchange for an annual tribute of 400 or 500 pounds of gold (30,000 solidi) to be paid by the Romans.

War in Italy, second phase, 541–554

While military efforts were directed to the East, the situation in Italy took a turn for the worse. Under their respective kings Ildibad and Eraric (both murdered in 541) and especially Totila, the Ostrogoths made quick gains. After a victory at Faenza in 542, they reconquered the major cities of Southern Italy and soon held almost the entire peninsula. Belisarius was sent back to Italy late in 544, but lacked sufficient troops. Making no headway, he was relieved of his command in 548. Belisarius succeeded in defeating a Gothic fleet with 2000 ships. During this period the city of Rome changed hands three more times, first taken and depopulated by the Ostrogoths in December 546, then reconquered by the Byzantines in 547, and then again by the Goths in January 550. Totila also plundered Sicily and attacked the Greek coastlines.

Finally, Justinian dispatched a force of approximately 35,000 men (2,000 men were detached and sent to invade southern Visigothic Hispania) under the command of Narses. The army reached Ravenna in June 552, and defeated the Ostrogoths decisively within a month at the battle of Busta Gallorum in the Apennines, where Totila was slain. After a second battle at Mons Lactarius in October that year, the resistance of the Ostrogoths was finally broken. In 554, a large-scale Frankish invasion was defeated at Casilinum, and Italy was secured for the Empire, though it would take Narses several years to reduce the remaining Gothic strongholds. At the end of the war, Italy was garrisoned with an army of 16,000 men. The recovery of Italy cost the empire about 300,000 pounds of gold.

Other campaigns

Spanish Visigothic gold tremisses in the name of emperor Justinian I, 7th century. The Christian cross on the breast defines the Visigothic attribution. British Museum.

In addition to the other conquests, the Empire established a presence in Visigothic Hispania, when the usurper Athanagild requested assistance in his rebellion against King Agila I. In 552, Justinian dispatched a force of 2,000 men; according to the historian Jordanes, this army was led by the octogenarian Liberius. The Byzantines took Cartagena and other cities on the southeastern coast and founded the new province of Spania before being checked by their former ally Athanagild, who had by now become king. This campaign marked the apogee of Byzantine expansion.

During Justinian’s reign, the Balkans suffered from several incursions by the Turkic and Slavic peoples who lived north of the Danube. Here, Justinian resorted mainly to a combination of diplomacy and a system of defensive works. In 559 a particularly dangerous invasion of Sklavinoi and Kutrigurs under their khan Zabergan threatened Constantinople, but they were repulsed by the aged general Belisarius.

Results

 

Emperor Justinian reconquered many former territories of the Western Roman Empire, including Italy, Dalmatia, Africa, and southern Hispania.

Justinian’s ambition to restore the Roman Empire to its former glory was only partly realized. In the West, the brilliant early military successes of the 530s were followed by years of stagnation. The dragging war with the Goths was a disaster for Italy, even though its long-lasting effects may have been less severe than is sometimes thought. The heavy taxes that the administration imposed upon its population were deeply resented. The final victory in Italy and the conquest of Africa and the coast of southern Hispania significantly enlarged the area over which the Empire could project its power and eliminated all naval threats to the empire. Despite losing much of Italy soon after Justinian’s death, the empire retained several important cities, including Rome, Naples, and Ravenna, leaving the Lombards as a regional threat. The newly founded province of Spania kept the Visigoths as a threat to Hispania alone and not to the western Mediterranean and Africa. Events of the later years of the reign showed that Constantinople itself was not safe from barbarian incursions from the north, and even the relatively benevolent historian Menander Protector felt the need to attribute the Emperor’s failure to protect the capital to the weakness of his body in his old age. In his efforts to renew the Roman Empire, Justinian dangerously stretched its resources while failing to take into account the changed realities of 6th-century Europe.

Religious activities

Justinian saw the orthodoxy of his empire threatened by diverging religious currents, especially Monophysitism, which had many adherents in the eastern provinces of Syria and Egypt. Monophysite doctrine, which maintains that Jesus Christ had one divine nature or a synthesis of a divine and human nature, had been condemned as a heresy by the Council of Chalcedon in 451, and the tolerant policies towards Monophysitism of Zeno and Anastasius I had been a source of tension in the relationship with the bishops of Rome. Justin reversed this trend and confirmed the Chalcedonian doctrine, openly condemning the Monophysites. Justinian, who continued this policy, tried to impose religious unity on his subjects by forcing them to accept doctrinal compromises that might appeal to all parties, a policy that proved unsuccessful as he satisfied none of them.

Near the end of his life, Justinian became ever more inclined towards the Monophysite doctrine, especially in the form of Aphthartodocetism, but he died before being able to issue any legislation. The empress Theodora sympathized with the Monophysites and is said to have been a constant source of pro-Monophysite intrigues at the court in Constantinople in the earlier years. In the course of his reign, Justinian, who had a genuine interest in matters of theology, authored a small number of theological treatises.

Religious policy

 

Justinian I, depicted on an AE Follis coin

As in his secular administration, despotism appeared also in the Emperor’s ecclesiastical policy. He regulated everything, both in religion and in law.

At the very beginning of his reign, he deemed it proper to promulgate by law the Church’s belief in the Trinity and the Incarnation; and to threaten all heretics with the appropriate penalties; whereas he subsequently declared that he intended to deprive all disturbers of orthodoxy of the opportunity for such offense by due process of law. He made the Nicaeno-Constantinopolitan creed the sole symbol of the Church and accorded legal force to the canons of the four ecumenical councils. The bishops in attendance at the Second Council of Constantinople in 553 recognized that nothing could be done in the Church contrary to the emperor’s will and command, while, on his side, the emperor, in the case of the Patriarch Anthimus, reinforced the ban of the Church with temporal proscription. Justinian protected the purity of the church by suppressing heretics. He neglected no opportunity for securing the rights of the Church and clergy, for protecting and extending monasticism. He granted the monks the right to inherit property from private citizens and the right to receive solemnia or annual gifts from the Imperial treasury or from the taxes of certain provinces and he prohibited lay confiscation of monastic estates.

Although the despotic character of his measures is contrary to modern sensibilities, he was indeed a “nursing father” of the Church. Both the Codex and the Novellae contain many enactments regarding donations, foundations, and the administration of ecclesiastical property; election and rights of bishops, priests and abbots; monastic life, residential obligations of the clergy, conduct of divine service, episcopal jurisdiction, et cetera. Justinian also rebuilt the Church of Hagia Sophia (which cost 20,000 pounds of gold), the original site having been destroyed during the Nika riots. The new Hagia Sophia, with its numerous chapels and shrines, gilded octagonal dome, and mosaics, became the centre and most visible monument of Eastern Orthodoxy in Constantinople.

Hagia Sophia

Religious relations with Rome

 

Consular diptych displaying Justinian’s full name (Constantinople 521)

From the middle of the 5th century onward, increasingly arduous tasks confronted the emperors of the East in ecclesiastical matters. Justinian entered the arena of ecclesiastical statecraft shortly after his uncle’s accession in 518, and put an end to the Acacian schism. Previous Emperors had tried to alleviate theological conflicts by declarations that deemphasized the Council of Chalcedon, which had condemned Monophysitism, which had strongholds in Egypt and Syria, and by tolerating the appointment of Monophysites to church offices. The Popes reacted by severing ties with the Patriarch of Constantinople who supported these policies. Emperors Justin I (and later Justinian himself) rescinded these policies and reestablished the union between Constantinople and Rome. After this, Justinian also felt entitled to settle disputes in papal elections, as he did when he favoured Vigilius and had his rival Silverius deported.

This new-found unity between East and West did not, however, solve the ongoing disputes in the east. Justinian’s policies switched between attempts to force Monophysites to accept the Chalcedonian creed by persecuting their bishops and monks – thereby embittering their sympathizers in Egypt and other provinces – and attempts at a compromise that would win over the Monophysites without surrendering the Chalcedonian faith. Such an approach was supported by the Empress Theodora, who favoured the Monophysites unreservedly. In the condemnation of the Three Chapters, three theologians that had opposed Monophysitism before and after the Council of Chalcedon, Justinian tried to win over the opposition. At the Fifth Ecumenical Council, most of the Eastern church yielded to the Emperor’s demands, and Pope Vigilius, who was forcibly brought to Constantinople and besieged at a champel, finally also gave his assent. However, the condemnation was received unfavourably in the west, where it led to new (albeit temporal) schism, and failed to reach its goal in the east, as the Monophysites, remained unsatisfied; all the more bitter for him because during his last years he took an even greater interest in theological matters.

Suppression of other religions and philosophies

Justinian was one of the first Roman Emperors to be depicted wielding the cross on the obverse of a coin.

Justinian’s religious policy reflected the Imperial conviction that the unity of the Empire presupposed unity of faith, and it appeared to him obvious that this faith could only be the orthodox (Nicaean). Those of a different belief were subjected to persecution, which imperial legislation had effected from the time of Constantius II and which would now vigorously continue. The Codex contained two statutes that decreed the total destruction of paganism, even in private life; these provisions were zealously enforced. Contemporary sources (John Malalas, Theophanes, John of Ephesus) tell of severe persecutions, even of men in high position. In 529, the Neoplatonic Academy of Athens was placed under state control as paganism, strangling this training school for this branch of Hellenistic phiosopy.

In Asia Minor alone, John of Ephesus reported to have converted 70,000 pagans. Other peoples also accepted Christianity: the Heruli, the Huns dwelling near the Don, the Abasgi, and the Tzanni in Caucasia.

The worship of Amun at oasis of Awjila in the Libyan desert was abolished; and so were the remnants of the worship of Isis on the island of Philae, at the first cataract of the Nile. The Presbyter Julian and the Bishop Longinus conducted a mission among the Nabataeans, and Justinian attempted to strengthen Christianity in Yemen by despatching a bishop from Egypt.

The civil rights of Jews were restricted and their religious privileges threatened. Justinian also interfered in the internal affairs of the synagogue and encouraged the Jews to use the Greek Septuagint in their synagogues in Constantinople.

The Emperor faced significant opposition from the Samaritans, who resisted conversion to Christianity and were repeatedly in insurrection. He persecuted them with rigorous edicts, but yet could not prevent reprisals towards Christians from taking place in Samaria toward the close of his reign. The consistency of Justinian’s policy meant that the Manicheans too suffered persecution, experiencing both exile and threat of capital punishment. At Constantinople, on one occasion, not a few Manicheans, after strict inquisition, were executed in the emperor’s very presence: some by burning, others by drowning.

Architecture, learning, art and literature

 

Mosaics of Hagia Sophia

Justinian was a prolific builder; the historian Procopius bears witness to his activities in this area. Under Justinian’s patronage the San Vitale in Ravenna, which features two famous mosaics representing Justinian and Theodora, was completed. Most notably, he had the Hagia Sophia, originally a basilica-style church that had been burnt down during the Nika riots, splendidly rebuilt according to a completely different ground plan, under the architectural supervision of Isidore of Miletus and Anthemius of Tralles. According to Procopius, Justinian stated at the completion of this edifice, “Solomon I have outdone thee” (in reference to the 1st Jewish temple). This new cathedral, with its magnificent dome filled with mosaics, remained the centre of eastern Christianity for centuries.

Another prominent church in the capital, the Church of the Holy Apostles, which had been in a very poor state near the end of the 5th century, was likewise rebuilt. Works of embellishment were not confined to churches alone: excavations at the site of the Great Palace of Constantinople have yielded several high-quality mosaics dating from Justinian’s reign, and a column topped by a bronze statue of Justinian on horseback and dressed in a military costume was erected in the Augustaeum in Constantinople in 543. Rivalry with other, more established patrons from the Constantinopolitan and exiled Roman aristocracy (like Anicia Juliana) might have enforced Justinian’s building activities in the capital as a means of strengthening his dynasty’s prestige.

Justinian also strengthened the borders of the Empire from Africa to the East through the construction of fortifications and ensured Constantinople of its water supply through construction of underground cisterns (see Basilica Cistern). To prevent floods from damaging the strategically important border town Dara, an advanced arch dam was built. During his reign the large Sangarius Bridge was built in Bithynia, securing a major military supply route to the east. Furthermore, Justinian restored cities damaged by earthquake or war and built a new city near his place of birth called Justiniana Prima, which was intended to replace Thessalonica as the political and religious centre of Illyricum.

In Justinian’s reign, and partly under his patronage, Byzantine culture produced noteworthy historians, including Procopius and Agathias, and poets such as Paul the Silentiary and Romanus the Melodist flourished. On the other hand, centres of learning as the Platonic Academy in Athens and the famous Law School of Beirut lost their importance during his reign. Despite Justinian’s passion for the glorious Roman past, the practice of choosing Roman consul was allowed to lapse after 541.

Economy and administration

Gold coin of Justinian I (527–565 CE) excavated in India probably in the south, an example of Indo-Roman trade during the period
As was the case under Justinian’s predecessors, the Empire’s economic health rested primarily on agriculture. In addition, long-distance trade flourished, reaching as far north as Cornwall where tin was exchanged for Roman wheat. Within the Empire, convoys sailing from Alexandria provided Constantinople with wheat and grains. Justinian made the traffic more efficient by building a large granary on the island of Tenedos for storage and further transport to Constantinople. Justinian also tried to find new routes for the eastern trade, which was suffering badly from the wars with the Persians.

One important luxury product was silk, which was imported and then processed in the Empire. In order to protect the manufacture of silk products, Justinian granted a monopoly to the imperial factories in 541. In order to bypass the Persian landroute, Justinian established friendly relations with the Abyssinians, whom he wanted to act as trade mediators by transporting Indian silk to the Empire; the Abyssinians, however, were unable to compete with the Persian merchants in India. Then, in the early 550s, two monks succeeded in smuggling eggs of silk worms from Central Asia back to Constantinople, and silk became an indigenous product.

Gold and silver were mined in the Balkans, Anatolia, Armenia, Cyprus, Egypt and Nubia.

 

Scene from daily life on a mosaic from the Great Palace of Constantinople, early 6th century
At the start of Justinian I’s reign he had inherited a surplus 28,800,000 solidi (400,000 pounds of gold) in the imperial treasury from Anastasius I and Justin I. Under Justinian’s rule, measures were taken to counter corruption in the provinces and to make tax collection more efficient. Greater administrative power was given to both the leaders of the prefectures and of the provinces, while power was taken away from the vicariates of the dioceses, of which a number were abolished. The overall trend was towards a simplification of administrative infrastructure. According to Brown (1971), the increased professionalization of tax collection did much to destroy the traditional structures of provincial life, as it weakened the autonomy of the town councils in the Greek towns. It has been estimated that before Justinian I’s reconquests the state had an annual revenue of 5,000,000 solidi in AD 530, but after his reconquests, the annual revenue was increased to 6,000,000 solidi in AD 550.

Throughout Justinian’s reign, the cities and villages of the East prospered, although Antioch was struck by two earthquakes (526, 528) and sacked and evacuated by the Persians (540). Justinian had the city rebuilt, but on a slightly smaller scale.

Despite all these measures, the Empire suffered several major setbacks in the course of the 6th century. The first one was the plague, which lasted from 541 to 543 and, by decimating the Empire’s population, probably created a scarcity of labor and a rising of wages. The lack of manpower also led to a significant increase in the number of “barbarians” in the Byzantine armies after the early 540s. The protracted war in Italy and the wars with the Persians themselves laid a heavy burden on the Empire’s resources, and Justinian was criticized for curtailing the government-run post service, which he limited to only one eastern route of military importance.

Natural disasters

During the decade of the 530s, it seemed to many that God had abandoned the Christian Roman Empire. There were noxious fumes in the air; and the Sun, while still providing day, refused to give much heat. This caused famine unlike anything those of the time had seen before, weakening the people of Europe and the Middle East.

The cause of these disasters aren’t precisely known, but the Rabaul caldera, Lake Ilopango and Krakatoa volcanoes or a collision with a swarm of meteors are all suspected. Scientists have spent decades on the mystery.

Seven years later, in 542, a devastating outbreak of Bubonic Plague, known as the Plague of Justinian and second only to that of the 14th century, laid siege to the world, killing tens of millions. As ruler of the Empire, Justinian, and members of his court, were physically unaffected by famine. However, the Imperial Court did prove susceptible to plague, with Justinian himself contracting, but surviving, the pestilence.

The extent of the Bubonic plague under Justinian’s rule.

In July 551, the eastern Mediterranean was rocked by the 551 Beirut earthquake, which triggered a tsunami. The combined fatalities of both events probably exceeded 30,000, with tremors being felt from Antioch to Alexandria.

Cultural depictions

In the Paradiso section of the Divine Comedy by Dante Alighieri, Justinian I is prominently featured as a spirit residing on the sphere of Mercury, which holds the ambitious souls of Heaven. His legacy is elaborated on, and he is portrayed as a defender of the Christian faith and the restorer of Rome to the Empire. However, Justinian confesses that he was partially motivated by fame rather than duty to God, which tainted the justice of his rule in spite of his proud accomplishments. In his introduction, “Cesare fui e son Iustinïano” (“Caesar I was, and am Justinian”), his mortal title is contrasted with his immortal soul, to emphasize that glory in life is ephemeral, while contributing to God’s glory is eternal, according to Dorothy L. Sayers. Dante also uses Justinian to criticize the factious politics of his 14th Century Italy, in contrast to the unified Italy of the Roman Empire.

Justinian appears as a character in the 1939 time travel novel Lest Darkness Fall, by L. Sprague de Camp. The Glittering Horn: Secret Memoirs of the Court of Justinian was a novel written by Pierson Dixon in 1958 about the court of Justinian.

Historical sources

Procopius provides the primary source for the history of Justinian’s reign. The Syriac chronicle of John of Ephesus, which does not survive, was used as a source for later chronicles, contributing many additional details of value. Both historians became very bitter towards Justinian and his empress, Theodora. Other sources include the histories of Agathias, Menander Protector, John Malalas, the Paschal Chronicle, the chronicles of Marcellinus Comes and Victor of Tunnuna. Justinian is widely regarded as a saint by Orthodox Christians, and is also commemorated by some Lutheran churches on 14 November.

Primary sources

  • Procopii Caesariensis opera omnia. Edited by J. Haury; revised by G. Wirth. 3 vols. Leipzig: Teubner, 1962–64. Greek text.
  • Procopius. Edited by H. B. Dewing. 7 vols. Loeb Classical Library. Cambridge, Mass.: Harvard University Press and London, Hutchinson, 1914–40. Greek text and English translation.
  • Procopius, The Secret History, translated by G.A. Williamson. Harmondsworth: Penguin Books, 1966. A readable and accessible English translation of the Anecdota.
  • Elizabeth Jeffreys, Michael Jeffreys, Roger Scott et al. 1986, The Chronicle of John Malalas: A Translation, Byzantina Australiensia 4 (Melbourne: Australian Association for Byzantine Studies) ISBN 0-9593626-2-2
  • Edward Walford, translator (1846) The Ecclesiastical History of Evagrius: A History of the Church from AD 431 to AD 594, Reprinted 2008. Evolution Publishing, ISBN 978-1-889758-88-6.

The End of Roman Rule in Britain

The end of Roman rule in Britain was the transition from Roman Britain to post-Roman Britain. Roman rule ended in different parts of Britain at different times, and under different circumstances.

In 383, the usurper Magnus Maximus withdrew troops from northern and western Britain, probably leaving local warlords in charge. Around 410, the Romano-British expelled the magistrates of the usurper Constantine III, ostensibly in response to his failures to use the Roman garrison he had stripped from Britain to protect the island. Roman Emperor Honorius replied to a request for assistance with the Rescript of Honorius, telling the Roman cities to see to their own defence, a tacit acceptance of temporary British self-government. Honorius was fighting a large-scale war in Italy against the Visigoths under their leader Alaric, with Rome itself under siege. No forces could be spared to protect distant Britain. Though it is likely that Honorius expected to regain control over the provinces soon, by the mid-6th century Procopius recognised that Britannia was entirely lost to the Romans.

Map showing the end of Roman rule in Britain – 383AD – 410AD.

By the early 5th century, the Roman Empire could no longer defend itself against either internal rebellion or the external threat posed by expanding Germanic tribes in Northern Europe. This situation and its consequences governed the eventual permanence of Britain’s detachment from the rest of the Empire.

In the late 4th century, the empire was controlled by members of a dynasty that included the Emperor Theodosius I. This family retained political power within itself and formed alliances by intermarriage with other dynasties, at the same time engaging in internecine power struggles and fighting off outside contenders (called “usurpers”) attempting to replace the ruling dynasty with one of their own. These internal machinations drained the Empire of both military and civilian resources. Many thousands of soldiers were lost in battling attempted coups by figures such as Firmus, Magnus Maximus and Eugenius.

The Empire’s historical relationship with Germanic tribes was sometimes hostile, at other times cooperative, but ultimately fatal, as it was unable to prevent those tribes from assuming a dominant role in the relationship. By the early 5th century, as a result of severe losses and depleted tax income, the Western Roman Empire’s military forces were dominated by Germanic troops, and Romanised Germans played a significant role in the empire’s internal politics. Various Germanic and other tribes beyond the frontiers were able to take advantage of the Empire’s weakened state, both to expand into Roman territory and, in some cases, to move their entire populations into lands once considered exclusively Roman, culminating in various successful migrations from 406 onwards. The crossing of the Rhine caused intense fear in Britannia, prone as it was to being cut off from the Empire by raids on the primary communications route from Italy, to Trier to the Channel Coast. In the event, this was much more than just another raid.

The Eastern and Western Roman Empire of Theodosius I in 395.

Chronology

383–388

In 383, the Roman general then assigned to Britain, Magnus Maximus, launched his successful bid for imperial power, crossing to Gaul with his troops. He killed the Western Roman Emperor Gratian and ruled Gaul and Britain as Augustus (i.e., as a “sub-emperor” under Theodosius I). 383 is the last date for any evidence of a Roman presence in the north and west of Britain, perhaps excepting troop assignments at the tower on Holyhead Mountain in Anglesey and at western coastal posts such as Lancaster. These outposts may have lasted into the 390s, but they were a very minor presence, intended primarily to stop attacks and settlement by groups from Ireland.

Coins dated later than 383 have been excavated along Hadrian’s Wall, suggesting that troops were not stripped from it, as once thought or, if they were, they were quickly returned as soon as Maximus had won his victory in Gaul. In the De Excidio et Conquestu Britanniae, written c. 540, Gildas attributed an exodus of troops and senior administrators from Britain to Maximus, saying that he left not only with all of its troops, but also with all of its armed bands, governors, and the flower of its youth, never to return.

Raids by Saxons, Picts, and the Scoti of Ireland had been ongoing in the late 4th century, but these increased in the years after 383. There were also large-scale permanent Irish settlements made along the coasts of Wales under circumstances that remain unclear. Maximus campaigned in Britain against both the Picts and Scoti, with historians differing on whether this was in the year 382 or 384 (i.e., whether the campaign was before or after he became Augustus). Welsh legend relates that before launching his usurpation, Maximus made preparations for an altered governmental and defence framework for the beleaguered provinces. Figures such as Coel Hen were said to be placed into key positions to protect the island in Maximus’ absence. As such claims were designed to buttress Welsh genealogy and land claims, they should be viewed with some scepticism.

In 388, Maximus led his army across the Alps into Italy in an attempt to claim the purple. The effort failed when he was defeated in Pannonia at the Battle of the Save (in modern Croatia) and at the Battle of Poetovio (at Ptuj in modern Slovenia). He was then executed by Theodosius.

Magnus Maximus

389–406

With Maximus’ death, Britain came back under the rule of Emperor Theodosius I until 392, when the usurper Eugenius would successfully bid for imperial power in the Western Roman Empire, surviving until 394 when he was defeated and killed by Theodosius. When Theodosius died in 395, his 10-year-old son Honorius succeeded him as Western Roman Emperor. The real power behind the throne, however, was Stilicho, the son-in-law of Theodosius’ brother and the father-in-law of Honorius.

Britain was suffering raids by the Scoti, Saxons, and Picts and, sometime between 396 and 398, Stilicho allegedly ordered a campaign against the Picts, likely a naval campaign intended to end their seaborne raids on the east coast of Britain. He may also have ordered campaigns against the Scoti and Saxons at the same time, but either way this would be the last Roman campaign in Britain of which there is any record.

In 401 or 402 Stilicho faced wars with the Visigothic king Alaric and the Ostrogothic king Radagaisus. Needing military manpower, he stripped Hadrian’s Wall of troops for the final time. 402 is the last date of any Roman coinage found in large numbers in Britain, suggesting either that Stilicho also stripped the remaining troops from Britain, or that the Empire could no longer afford to pay the troops who were still there. Meanwhile, the Picts, Saxons and Scoti continued their raids, which may have increased in scope. In 405, for example, Niall of the Nine Hostages is described as having raided along the southern coast of Britain.

407–410

On the last day of December 406 (or, perhaps, 405), the Alans, Vandals, and Suebi living east of Gaul crossed the Rhine, possibly when it was frozen over, and began widespread devastation.

As there was no effective Roman response, the remaining Roman military in Britain feared that a Germanic crossing of the Channel into Britain was next, and dispensed with imperial authority – an action perhaps made easier by the high probability that the troops had not been paid for some time. Their intent was to choose a commander who would lead them in securing their future but their first two choices, Marcus and Gratian, did not meet their expectations and were killed. Their third choice was the soldier Constantine III.

Coin of Constantine III.

In 407 Constantine took charge of the remaining troops in Britain, led them across the Channel into Gaul, rallied support there, and attempted to set himself up as Western Roman Emperor. Honorius’ loyalist forces south of the Alps were preoccupied with fending off the Visigoths and were unable to put down the rebellion swiftly, giving Constantine the opportunity to extend his new empire to include Spain.

In 409 Constantine’s control of his empire fell apart. Part of his military forces were in Spain, making them unavailable for action in Gaul, and some of those in Gaul were swayed against him by loyalist Roman generals. The Germans living west of the Rhine River rose against him, perhaps encouraged by Roman loyalists, and those living east of the river crossed into Gaul. Britain, now without any troops for protection and having suffered particularly severe Saxon raids in 408 and 409, viewed the situation in Gaul with renewed alarm. Perhaps feeling they had no hope of relief under Constantine, both the Romano-Britons and some of the Gauls expelled Constantine’s magistrates in 409 or 410. The Byzantine historian Zosimus (fl. 490’s – 510’s) directly blamed Constantine for the expulsion, saying that he had allowed the Saxons to raid, and that the Britons and Gauls were reduced to such straits that they revolted from the Roman Empire, ‘rejected Roman law, reverted to their native customs, and armed themselves to ensure their own safety’.

It has been suggested that when Zosimus records that the natives expelled the Roman civilian administration in 409 he might have been referring to the Bacaudic rebellion of the Breton inhabitants of Armorica since he describes how, in the aftermath of the revolt, all of Armorica and the rest of Gaul followed the example of the Brettaniai. A later appeal for help by the British communities was, according to Zosimus, rejected by the Emperor Honorius in 410 AD. In the text called the Rescript of Honorius of 411, the Western Emperor Honorius tells the British civitates to look to their own defence as his regime was still fighting usurpers in the south of Gaul and trying to deal with the Visigoths who were in the very south of Italy. The first reference to this rescript is written by the sixth-century Byzantine scholar Zosimus and is located randomly in the middle of a discussion of southern Italy; no further mention of Britain is made, which has led some, though not all, modern academics to suggest that the rescript does not apply to Britain, but to Bruttium in Italy.

Religious Orthodox icon: Holy Venerable Zosimus of Solovki.

Historian Christopher Snyder wrote that protocol dictated that Honorius address his correspondences to imperial officials, and the fact that he did not implies that the cities of Britain were now the highest Roman authority remaining on the island. The idea that there may have been larger-scale political formations still intact on the island has not been completely discredited however.

At the time that the Rescript was sent, Honorius was holed up in Ravenna by the Visigoths and was unable to prevent their Sack of Rome (410). He was certainly in no position to offer any relief to anyone. As for Constantine III, he was not equal to the intrigues of imperial Rome and by 411 his cause was spent. His son was killed along with those major supporters who had not turned against him, and he himself was assassinated.

Factual disputes

Regarding the events of 409 and 410 when the Romano-Britons expelled Roman officials and sent a request for aid to Honorius, Michael Jones (The End of Roman Britain, 1998) offered a different chronology to the same end result: he suggested that the Britons first appealed to Rome and when no help was forthcoming, they expelled the Roman officials and took charge of their own affairs.

One theory that occurs in some modern histories concerns the Rescript of Honorius, holding that it refers to the cities of the Bruttii (who lived at the “toe” of Italy in modern Calabria), rather than to the cities of the Britons. The suggestion is based on the assumption that the source (Zosimus) or a copyist made an error and actually meant Brettia when Brettania was written, and noting that the passage that contains the Rescript is otherwise concerned with events in northern Italy.

Criticisms of the suggestion range from treating the passage in the way it was written by Zosimus and ignoring the suggestion, to simply noting its speculative nature, to a discussion of problems with the suggestion (e.g., ‘why would Honorius write to the cities of the Bruttii rather than to his own provincial governor for that region?’, and ‘why does far-off southern Italy belong in a passage about northern Italy any more than far-off Britain?’). The theory also contradicts the account of Gildas, who provides independent support that the reference is to Britain by repeating the essence of Zosimus’ account and clearly applying it to Britain.

E. A. Thompson (“Britain, A.D. 406–410”, in Britannia, 8 (1977), pp. 303–318) offered a more provocative theory to explain the expulsion of officials and appeal for Roman aid. He suggested that a revolt consisting of dissident peasants, not unlike the Bagaudae of Gaul, also existing in Britain, and when they revolted and expelled the Roman officials, the landowning class then made an appeal for Roman aid. There is no textual proof that that was so, though it might be plausible if the definition of ‘bagaudae’ is changed to fit the circumstances. There is no need to do this, as any number of rational scenarios already fit the circumstances. There is the possibility that some form of bagaudae existed in Britain, but were not necessarily relevant to the events of 409 and 410. The alleged ubiquity of Pelagianism amongst the British population may have contributed to such a movement if it had existed, not to mention large-scale purges amongst the British elite over previous decades. Among the works that mention but skirt the issue is Koch’s Celtic Culture (2005), which cites Thompson’s translation of Zosimus and goes on to say “The revolt in Britain may have involved bacaudae or peasant rebels as was the case in Armorica, but this is not certain.”

Sources

 

  • Frere, Sheppard Sunderland (1987), Britannia: A History of Roman Britain (3rd, revised ed.), London: Routledge & Kegan Paul, ISBN 0-7102-1215-1 
  • Giles, John Allen, ed. (1841), “The Works of Gildas”, The Works of Gildas and Nennius, London: James Bohn 
  • Higham, Nicholas (1992), Rome, Britain and the Anglo-Saxons, London: B. A. Seaby, ISBN 1-85264-022-7 
  • Jones, Barri; Mattingly, David (1990), An Atlas of Roman Britain, Cambridge: Blackwell Publishers (published 2007), ISBN 978-1-84217-067-0 
  • Laing, Lloyd (1975), The Archaeology of Late Celtic Britain and Ireland, c. 400–1200 AD, Frome: Book Club Associates (published 1977) 
  • Mattingly, David (2006), An Imperial Possession: Britain in the Roman Empire, London: Penguin Books (published 2007), ISBN 978-0-14-014822-0 
  • Snyder, Christopher A. (1998), An Age of Tyrants: Britain and the Britons A.D. 400–600, University Park: Pennsylvania State University Press, ISBN 0-271-01780-5 
  • Snyder, Christopher A. (2003), The Britons, Malden: Blackwell Publishing, ISBN 978-0-631-22260-6